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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$210M
AUM Growth
-$6.94M
Cap. Flow
-$16M
Cap. Flow %
-7.63%
Top 10 Hldgs %
46.31%
Holding
196
New
6
Increased
16
Reduced
56
Closed
17

Top Buys

Rank Stock Value
1
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$4.89M
2
RBBN icon
Ribbon Communications
RBBN
+$3.32M
3
PDFS icon
PDF Solutions
PDFS
+$2.87M
4
ITI
Iteris, Inc.
ITI
+$2.27M
5
KMI icon
Kinder Morgan
KMI
+$1.27M

Top Sells

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$8.32M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$6.73M
3
REIS
Reis, Inc.
REIS
+$4.29M
4
NEO icon
NeoGenomics
NEO
+$2.33M
5
ABBV icon
AbbVie
ABBV
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 28.02%
2 Healthcare 21.14%
3 Financials 11.5%
4 Communication Services 10.17%
5 Industrials 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCP
151
DELISTED
Quality Care Properties, Inc.
QCP
$25K 0.01%
1,600
– –
APA icon
152
APA Corp
APA
$14.9B
$21K 0.01%
450
– –
TRGP icon
153
Targa Resources
TRGP
$61.7B
$21K 0.01%
434
– –
DRI icon
154
Darden Restaurants
DRI
$24.5B
$20K 0.01%
250
– –
ASPN icon
155
Aspen Aerogels
ASPN
$409M
$19K 0.01%
4,400
– –
BAC icon
156
Bank of America
BAC
$436B
$19K 0.01%
760
– –
GLD icon
157
SPDR Gold Trust
GLD
$149B
$19K 0.01%
160
– –
MVIS icon
158
Microvision
MVIS
$56.3M
$19K 0.01%
+453
New +$16.4K
ORCL icon
159
Oracle
ORCL
$435B
$19K 0.01%
394
– –
TSLA icon
160
Tesla
TSLA
$1.38T
$17K 0.01%
750
– –
NRE
161
DELISTED
NorthStar Realty Europe Corp.
NRE
$14K 0.01%
1,083
– –
CMPR icon
162
Cimpress
CMPR
$2.17B
$10K ﹤0.01%
100
– –
NVS icon
163
Novartis
NVS
$292B
$9K ﹤0.01%
112
– –
HWM icon
164
Howmet Aerospace
HWM
$106B
$8K ﹤0.01%
434
– –
AA icon
165
Alcoa
AA
$13.3B
$5K ﹤0.01%
111
– –
CC icon
166
Chemours
CC
$2.35B
$5K ﹤0.01%
100
– –
HPQ icon
167
HP
HPQ
$27.5B
$4K ﹤0.01%
200
– –
NE
168
DELISTED
Noble Corporation
NE
$4K ﹤0.01%
800
– –
HPE icon
169
Hewlett Packard
HPE
$69.3B
$3K ﹤0.01%
200
-58
-22% -$791
IMI
170
DELISTED
Intermolecular, Inc.
IMI
$3K ﹤0.01%
3,000
– –
DTRM
171
DELISTED
Determine, Inc. Common Stock
DTRM
$2K ﹤0.01%
700
– –
DXC icon
172
DXC Technology
DXC
$1.79B
$1K ﹤0.01%
18
– –
GDXJ icon
173
VanEck Junior Gold Miners ETF
GDXJ
$9.48B
$1K ﹤0.01%
35
– –
MS icon
174
Morgan Stanley
MS
$337B
$1K ﹤0.01%
18
– –
NOK icon
175
Nokia
NOK
$57.2B
$1K ﹤0.01%
166
– –
4 5 6
7
8

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BTP
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VFM
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FCAG
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HFG
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CC
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SHWM
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Cowen Prime Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Prime Advisors held 196 positions worth $210M, down 3.2% from $217M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen Prime Advisors withdrew a net $16M in Q3 2017, closing 17 positions and reducing 56 holdings. Its most notable exit was ARI Network Services, Inc., an estimated $8.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Prime Advisors opened a new position in Revolution Lighting Technologies, Inc. - Class A worth $4.43M.

  • Cowen Prime Advisors's largest Q3 2017 buy was Revolution Lighting Technologies, Inc. - Class A: 681,291 shares worth $4.43M.
  • Cowen Prime Advisors added most to Ribbon Communications in Q3 2017, an estimated $3.32M increase.
  • Cowen Prime Advisors's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $6.73M.
  • Cowen Prime Advisors fully exited ARI Network Services, Inc. in Q3 2017, selling an estimated $8.32M.
  • Cowen Prime Advisors's ten largest holdings make up 46% of its $210M portfolio in Q3 2017.
  • Cowen Prime Advisors opened 6 new positions and closed 17 in Q3 2017.
  • Cowen Prime Advisors's portfolio value fell 3.2% quarter-over-quarter to $210M.

Based on Cowen Prime Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.