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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARAY icon
151
Accuray
ARAY
$32.7M
$105K 0.04%
14,200
-11,558
-45% -$73K
LLY icon
152
Eli Lilly
LLY
$1.05T
$102K 0.04%
2,021
+398
+25% +$20.8K
ABT icon
153
Abbott
ABT
$195B
$100K 0.04%
2,987
+642
+27% +$22.5K
CMCSA icon
154
Comcast
CMCSA
$96B
$100K 0.04%
4,382
+20
+0.5% +$435
GSK icon
155
GSK
GSK
$102B
$100K 0.04%
1,600
– –
KMB icon
156
Kimberly-Clark
KMB
$36.4B
$94K 0.04%
1,043
+521
+100% +$48.3K
EMR icon
157
Emerson Electric
EMR
$86.6B
$91K 0.04%
1,400
– –
ZAZA
158
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$87K 0.03%
7,626
-6,500
-46% -$72.4K
ASTX
159
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$85K 0.03%
+10,000
New +$63.3K
BAC icon
160
Bank of America
BAC
$436B
$80K 0.03%
5,761
– –
ECL icon
161
Ecolab
ECL
$80.4B
$79K 0.03%
800
– –
GOOG icon
162
Alphabet (Google) Class C
GOOG
$4.19T
$79K 0.03%
3,613
– –
NOC icon
163
Northrop Grumman
NOC
$77.5B
$76K 0.03%
800
– –
POT
164
DELISTED
Potash Corp Of Saskatchewan
POT
$76K 0.03%
2,381
+501
+27% +$16.6K
SLB icon
165
SLB Ltd
SLB
$85.1B
$74K 0.03%
835
– –
BMRN icon
166
BioMarin Pharmaceuticals
BMRN
$12.5B
$72K 0.03%
+1,000
New +$66.5K
MCD icon
167
McDonald's
MCD
$188B
$71K 0.03%
740
+100
+16% +$9.76K
SU icon
168
Suncor Energy
SU
$76.5B
$71K 0.03%
2,000
– –
SRE icon
169
Sempra
SRE
$55.1B
$68K 0.03%
1,600
– –
LMT icon
170
Lockheed Martin
LMT
$130B
$64K 0.03%
500
– –
SD
171
DELISTED
SANDRIDGE ENERGY, INC.
SD
$64K 0.03%
11,000
– –
PBR icon
172
Petrobras
PBR
$119B
$63K 0.02%
4,050
+816
+25% +$11.6K
UL icon
173
Unilever
UL
$140B
$63K 0.02%
1,462
– –
BHI
174
DELISTED
Baker Hughes
BHI
$63K 0.02%
1,261
-822
-39% -$39.6K
GDX icon
175
VanEck Gold Miners ETF
GDX
$31B
$62K 0.02%
2,560
+705
+38% +$18.7K
5 6
7
8 9

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.