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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$269M
AUM Growth
-$6.89M
Cap. Flow
-$6.17M
Cap. Flow %
-2.29%
Top 10 Hldgs %
54.85%
Holding
172
New
5
Increased
32
Reduced
13
Closed
2

Top Buys

Rank Stock Value
1
RDNW
RideNow Group
RDNW
+$4M
2
SCOR icon
Comscore
SCOR
+$3.39M
3
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.8M
4
XGN icon
Exagen
XGN
+$2.43M
5
INSE icon
Inspired Entertainment
INSE
+$2.18M

Top Sells

Rank Stock Value
1
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$14.3M
2
QUOT
Quotient Technology Inc
QUOT
+$6.95M
3
LMNX
Luminex Corp
LMNX
+$6.22M
4
ASPN icon
Aspen Aerogels
ASPN
+$3.27M
5
RSSS icon
Research Solutions
RSSS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 41.32%
2 Healthcare 14.11%
3 Communication Services 11.36%
4 Materials 8.46%
5 Industrials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
126
Bank of America
BAC
$436B
$32K 0.01%
760
– –
MS icon
127
Morgan Stanley
MS
$337B
$31K 0.01%
318
– –
MRK icon
128
Merck
MRK
$366B
$30K 0.01%
400
– –
EXG icon
129
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$27K 0.01%
2,700
– –
CL icon
130
Colgate-Palmolive
CL
$72.3B
$26K 0.01%
350
– –
WMB icon
131
Williams Companies
WMB
$90.2B
$26K 0.01%
1,000
– –
SLB icon
132
SLB Ltd
SLB
$85.1B
$25K 0.01%
835
– –
MRAM icon
133
Everspin Technologies
MRAM
$403M
$24K 0.01%
3,750
– –
TRGP icon
134
Targa Resources
TRGP
$61.7B
$24K 0.01%
496
– –
KLR
135
DELISTED
Kaleyra, Inc.
KLR
$22K 0.01%
571
– –
B
136
Barrick Mining
B
$75.1B
$18K 0.01%
1,000
– –
RITM icon
137
Rithm Capital
RITM
$5.63B
$18K 0.01%
1,600
– –
EHTH icon
138
eHealth
EHTH
$38.4M
$16K 0.01%
405
– –
SYY icon
139
Sysco
SYY
$39.3B
$15K 0.01%
185
– –
MATV icon
140
Mativ Holdings
MATV
$669M
$14K 0.01%
400
– –
T icon
141
AT&T
T
$178B
$13K ﹤0.01%
626
– –
STX icon
142
Seagate
STX
$188B
$12K ﹤0.01%
150
– –
PENN icon
143
PENN Entertainment
PENN
$2.33B
$11K ﹤0.01%
150
– –
APA icon
144
APA Corp
APA
$14.9B
$10K ﹤0.01%
450
– –
CTSO icon
145
Cytosorbents Corp
CTSO
$21.1M
$10K ﹤0.01%
+1,200
New +$9.75K
MRCY icon
146
Mercury Systems
MRCY
$5.32B
$9K ﹤0.01%
200
+100
+100% +$5.56K
HP icon
147
Helmerich & Payne
HP
$4.25B
$8K ﹤0.01%
300
– –
NVS icon
148
Novartis
NVS
$292B
$8K ﹤0.01%
100
– –
BKR icon
149
Baker Hughes
BKR
$62B
$7K ﹤0.01%
300
– –
OXSQ icon
150
Oxford Square Capital
OXSQ
$147M
$6K ﹤0.01%
1,600
+200
+14% +$909
3 4 5
6
7

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VFM
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FCAG
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SHWM
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Cowen Prime Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen Prime Advisors held 172 positions worth $269M, down 2.5% from $276M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.1%. Cowen Prime Advisors opened 5 new positions and exited 2, leaving the 172-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 41% of assets, up from 37% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2021 buy was RideNow Group: 109,850 shares worth $4.28M.
  • Cowen Prime Advisors added most to Comscore in Q3 2021, an estimated $3.39M increase.
  • Cowen Prime Advisors's biggest Q3 2021 reduction was Inovalon Holdings, Inc. Class A Common Stock, cutting an estimated $14.3M.
  • Cowen Prime Advisors fully exited Luminex Corp in Q3 2021, selling an estimated $6.22M.
  • Cowen Prime Advisors's ten largest holdings make up 55% of its $269M portfolio in Q3 2021.
  • Cowen Prime Advisors opened 5 new positions and closed 2 in Q3 2021.
  • Cowen Prime Advisors's portfolio value fell 2.5% quarter-over-quarter to $269M.

Based on Cowen Prime Advisors's 13F filing for Q3 2021, filed 2 Nov 2021.