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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$193M
AUM Growth
-$13.7M
Cap. Flow
-$9.38M
Cap. Flow %
-4.85%
Top 10 Hldgs %
56.13%
Holding
175
New
2
Increased
29
Reduced
34
Closed
13

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$4.09M
2
SCOR icon
Comscore
SCOR
+$2.2M
3
PDFS icon
PDF Solutions
PDFS
+$1.49M
4
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$1.24M
5
LNW
Light & Wonder
LNW
+$1.09M

Top Sells

Rank Stock Value
1
EHTH icon
eHealth
EHTH
+$7.3M
2
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$2.02M
3
CCI icon
Crown Castle
CCI
+$1.55M
4
TRUE
TrueCar
TRUE
+$1.3M
5
TTGT icon
TechTarget
TTGT
+$922K

Sector Composition

Rank Sector Weight
1 Technology 35.27%
2 Communication Services 21.68%
3 Healthcare 18.27%
4 Industrials 4.13%
5 Financials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
126
Occidental Petroleum
OXY
$59.1B
$24K 0.01%
550
– –
WMB icon
127
Williams Companies
WMB
$90.2B
$24K 0.01%
1,000
– –
ABBV icon
128
AbbVie
ABBV
$451B
$23K 0.01%
300
– –
EOG icon
129
EOG Resources
EOG
$75.2B
$22K 0.01%
300
– –
EXG icon
130
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$22K 0.01%
2,700
– –
GLD icon
131
SPDR Gold Trust
GLD
$149B
$22K 0.01%
160
– –
ORCL icon
132
Oracle
ORCL
$435B
$22K 0.01%
394
– –
SPY icon
133
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
– –
0
– –
TRGP icon
134
Targa Resources
TRGP
$61.7B
$17K 0.01%
434
– –
OXSQ icon
135
Oxford Square Capital
OXSQ
$147M
$15K 0.01%
2,400
– –
GSKY
136
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$14K 0.01%
2,000
– –
TRUE
137
DELISTED
TrueCar
TRUE
$13K 0.01%
3,800
-293,200
-99% -$1.3M
HIMX
138
Himax Technologies
HIMX
$2.38B
$11K 0.01%
5,000
– –
PINS icon
139
Pinterest
PINS
$13.1B
$11K 0.01%
400
– –
SFIX
140
Stitch Fix
SFIX
$420M
$10K 0.01%
500
– –
NVS icon
141
Novartis
NVS
$292B
$9K ﹤0.01%
100
– –
MAC icon
142
Macerich
MAC
$6.73B
$8K ﹤0.01%
260
– –
TYME
143
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$6K ﹤0.01%
5,000
– –
CSCO icon
144
Cisco
CSCO
$433B
$5K ﹤0.01%
100
– –
MVIS icon
145
Microvision
MVIS
$56.3M
$5K ﹤0.01%
600
-133
-18% -$1.34K
WAB icon
146
Wabtec
WAB
$49.4B
$5K ﹤0.01%
69
– –
HPQ icon
147
HP
HPQ
$27.5B
$4K ﹤0.01%
200
– –
HPE icon
148
Hewlett Packard
HPE
$69.3B
$3K ﹤0.01%
200
– –
GWPH
149
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3K ﹤0.01%
25
– –
C icon
150
Citigroup
C
$223B
$2K ﹤0.01%
35
– –
3 4 5
6
7

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VFM
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Cowen Prime Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cowen Prime Advisors held 175 positions worth $193M, down 6.6% from $207M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Prime Advisors withdrew a net $9.38M in Q3 2019, closing 13 positions and reducing 34 holdings. Its most notable exit was ServiceSource International, Inc., an estimated $399K position sold in full.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 33% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Cowen Prime Advisors opened a new position in MPLX worth $159K.

  • Cowen Prime Advisors's largest Q3 2019 buy was MPLX: 5,674 shares worth $159K.
  • Cowen Prime Advisors added most to Quotient Technology Inc in Q3 2019, an estimated $4.09M increase.
  • Cowen Prime Advisors's biggest Q3 2019 reduction was eHealth, cutting an estimated $7.3M.
  • Cowen Prime Advisors fully exited ServiceSource International, Inc. in Q3 2019, selling an estimated $399K.
  • Cowen Prime Advisors's ten largest holdings make up 56% of its $193M portfolio in Q3 2019.
  • Cowen Prime Advisors opened 2 new positions and closed 13 in Q3 2019.
  • Cowen Prime Advisors's portfolio value fell 6.6% quarter-over-quarter to $193M.

Based on Cowen Prime Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.