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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$210M
AUM Growth
-$6.94M
Cap. Flow
-$16M
Cap. Flow %
-7.63%
Top 10 Hldgs %
46.31%
Holding
196
New
6
Increased
16
Reduced
56
Closed
17

Top Buys

Rank Stock Value
1
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$4.89M
2
RBBN icon
Ribbon Communications
RBBN
+$3.32M
3
PDFS icon
PDF Solutions
PDFS
+$2.87M
4
ITI
Iteris, Inc.
ITI
+$2.27M
5
KMI icon
Kinder Morgan
KMI
+$1.27M

Top Sells

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$8.32M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$6.73M
3
REIS
Reis, Inc.
REIS
+$4.29M
4
NEO icon
NeoGenomics
NEO
+$2.33M
5
ABBV icon
AbbVie
ABBV
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 28.02%
2 Healthcare 21.14%
3 Financials 11.5%
4 Communication Services 10.17%
5 Industrials 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
126
Bank of Montreal
BMO
$120B
$57K 0.03%
753
– –
ONVI
127
DELISTED
Onvia, Inc.
ONVI
$57K 0.03%
12,162
-10,000
-45% -$43.8K
DCP
128
DELISTED
DCP Midstream, LP
DCP
$55K 0.03%
1,600
– –
OIG
129
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$54K 0.03%
363
-204
-36% -$29.2K
OXSQ icon
130
Oxford Square Capital
OXSQ
$146M
$52K 0.02%
7,600
– –
VOD icon
131
Vodafone
VOD
$37.1B
$47K 0.02%
1,636
– –
GDX icon
132
VanEck Gold Miners ETF
GDX
$31B
$46K 0.02%
2,000
+500
+33% +$11.5K
ARLP icon
133
Alliance Resource Partners
ARLP
$3.37B
$45K 0.02%
2,330
-3,580
-61% -$68.4K
HP icon
134
Helmerich & Payne
HP
$4.25B
$42K 0.02%
800
– –
NNN icon
135
NNN REIT
NNN
$8.77B
$42K 0.02%
1,000
-500
-33% -$20.4K
BHF icon
136
Brighthouse Financial
BHF
$3.05B
$40K 0.02%
+654
New +$37.3K
GOOGL icon
137
Alphabet (Google) Class A
GOOGL
$4.24T
$39K 0.02%
800
– –
SMSI icon
138
Smith Micro Software
SMSI
$16.3M
$39K 0.02%
869
-306
-26% -$14.1K
EBAY icon
139
eBay
EBAY
$47B
$38K 0.02%
1,000
– –
AGN
140
DELISTED
Allergan plc
AGN
$37K 0.02%
181
– –
AXP icon
141
American Express
AXP
$225B
$36K 0.02%
400
– –
BABA icon
142
Alibaba
BABA
$296B
$35K 0.02%
200
– –
OXY icon
143
Occidental Petroleum
OXY
$59.1B
$35K 0.02%
550
– –
FALC
144
DELISTED
FalconStor Software Inc
FALC
$35K 0.02%
142,476
-20,400
-13% -$6.26K
GLW icon
145
Corning
GLW
$128B
$34K 0.02%
1,150
– –
WMB icon
146
Williams Companies
WMB
$90.2B
$30K 0.01%
1,000
– –
EOG icon
147
EOG Resources
EOG
$75.2B
$29K 0.01%
300
– –
VTR icon
148
Ventas
VTR
$47.1B
$26K 0.01%
400
-100
-20% -$6.74K
TYME
149
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$26K 0.01%
+5,000
New +$29.1K
EXG icon
150
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$25K 0.01%
2,700
– –
4 5
6
7 8

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SHWM
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Cowen Prime Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Prime Advisors held 196 positions worth $210M, down 3.2% from $217M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen Prime Advisors withdrew a net $16M in Q3 2017, closing 17 positions and reducing 56 holdings. Its most notable exit was ARI Network Services, Inc., an estimated $8.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Prime Advisors opened a new position in Revolution Lighting Technologies, Inc. - Class A worth $4.43M.

  • Cowen Prime Advisors's largest Q3 2017 buy was Revolution Lighting Technologies, Inc. - Class A: 681,291 shares worth $4.43M.
  • Cowen Prime Advisors added most to Ribbon Communications in Q3 2017, an estimated $3.32M increase.
  • Cowen Prime Advisors's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $6.73M.
  • Cowen Prime Advisors fully exited ARI Network Services, Inc. in Q3 2017, selling an estimated $8.32M.
  • Cowen Prime Advisors's ten largest holdings make up 46% of its $210M portfolio in Q3 2017.
  • Cowen Prime Advisors opened 6 new positions and closed 17 in Q3 2017.
  • Cowen Prime Advisors's portfolio value fell 3.2% quarter-over-quarter to $210M.

Based on Cowen Prime Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.