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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+3.62%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$185M
AUM Growth
-$34.9M
Cap. Flow
-$34.5M
Cap. Flow %
-18.59%
Top 10 Hldgs %
47.73%
Holding
273
New
11
Increased
22
Reduced
62
Closed
89

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$3.36M
2
EHTH icon
eHealth
EHTH
+$3.21M
3
VG
Vonage Holdings Corporation
VG
+$2.86M
4
KMI icon
Kinder Morgan
KMI
+$2.05M
5
CPN
Calpine Corporation
CPN
+$1.86M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$4.82M
2
SHOR
ShoreTel, Inc.
SHOR
+$4.75M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.09M
4
CVS icon
CVS Health
CVS
+$2.49M
5
WIFI
Boingo Wireless, Inc.
WIFI
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 29.69%
2 Healthcare 19.26%
3 Communication Services 13.47%
4 Industrials 9.94%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
126
Intel
INTC
$473B
$58K 0.03%
1,600
-28
-2% -$1K
META icon
127
Meta Platforms (Facebook)
META
$1.47T
$58K 0.03%
500
– –
CAT icon
128
Caterpillar
CAT
$368B
$56K 0.03%
600
– –
EMR icon
129
Emerson Electric
EMR
$86.6B
$56K 0.03%
1,000
-300
-23% -$16.1K
BMO icon
130
Bank of Montreal
BMO
$120B
$54K 0.03%
753
– –
ABT icon
131
Abbott
ABT
$195B
$50K 0.03%
+1,300
New +$51.5K
SMSI icon
132
Smith Micro Software
SMSI
$16.3M
$49K 0.03%
787
-424
-35% -$28.1K
GAP
133
The Gap Inc
GAP
$8.45B
$49K 0.03%
2,175
-22
-1% -$566
NRF
134
DELISTED
NorthStar Realty Finance Corp.
NRF
$49K 0.03%
3,250
– –
OXSQ icon
135
Oxford Square Capital
OXSQ
$146M
$48K 0.03%
7,200
– –
VOD icon
136
Vodafone
VOD
$37.1B
$40K 0.02%
1,636
– –
SYT
137
DELISTED
Syngenta Ag
SYT
$40K 0.02%
500
– –
OXY icon
138
Occidental Petroleum
OXY
$59.1B
$39K 0.02%
550
– –
PYPL icon
139
PayPal
PYPL
$45.9B
$39K 0.02%
1,000
-15
-1% -$603
AGN
140
DELISTED
Allergan plc
AGN
$37K 0.02%
176
-1,988
-92% -$412K
GOOGL icon
141
Alphabet (Google) Class A
GOOGL
$4.24T
$32K 0.02%
800
– –
GDX icon
142
VanEck Gold Miners ETF
GDX
$31B
$31K 0.02%
1,500
-139,265
-99% -$3.09M
VTR icon
143
Ventas
VTR
$47.1B
$31K 0.02%
500
– –
WMB icon
144
Williams Companies
WMB
$90.2B
$31K 0.02%
1,000
– –
EBAY icon
145
eBay
EBAY
$47B
$30K 0.02%
1,000
-19
-2% -$561
EOG icon
146
EOG Resources
EOG
$75.2B
$30K 0.02%
300
– –
APA icon
147
APA Corp
APA
$14.9B
$29K 0.02%
450
– –
APO icon
148
Apollo Global Management
APO
$79.7B
$29K 0.02%
1,500
– –
GLW icon
149
Corning
GLW
$128B
$28K 0.02%
1,150
– –
T icon
150
AT&T
T
$178B
$27K 0.01%
825
-28,659
-97% -$846K
4 5
6
7 8

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Cowen Prime Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Prime Advisors held 273 positions worth $185M, down 16% from $220M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen Prime Advisors withdrew a net $34.5M in Q4 2016, closing 89 positions and reducing 62 holdings. Its most notable exit was CVS Health, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, down from 32% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Cowen Prime Advisors opened a new position in Quotient Technology Inc worth $3.1M.

  • Cowen Prime Advisors's largest Q4 2016 buy was Quotient Technology Inc: 288,400 shares worth $3.1M.
  • Cowen Prime Advisors added most to eHealth in Q4 2016, an estimated $3.21M increase.
  • Cowen Prime Advisors's biggest Q4 2016 reduction was PDF Solutions, cutting an estimated $4.82M.
  • Cowen Prime Advisors fully exited CVS Health in Q4 2016, selling an estimated $2.49M.
  • Cowen Prime Advisors's ten largest holdings make up 48% of its $185M portfolio in Q4 2016.
  • Cowen Prime Advisors opened 11 new positions and closed 89 in Q4 2016.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $185M.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.