We are live on ! Find out more
CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$220M
AUM Growth
+$14.4M
Cap. Flow
-$451K
Cap. Flow %
-0.2%
Top 10 Hldgs %
42.64%
Holding
281
New
37
Increased
39
Reduced
41
Closed
19

Top Buys

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.81M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$2.48M
3
IVTY
Invuity, Inc
IVTY
+$2.34M
4
VG
Vonage Holdings Corporation
VG
+$2.22M
5
EPD icon
Enterprise Products Partners
EPD
+$1.59M

Top Sells

Rank Stock Value
1
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$3.32M
2
LIOX
Lionbridge Technologies
LIOX
+$3.23M
3
DEA
Easterly Government Properties
DEA
+$2.79M
4
DMRC icon
Digimarc Corp
DMRC
+$2.66M
5
CLDT
Chatham Lodging
CLDT
+$1.99M

Sector Composition

Rank Sector Weight
1 Technology 32.42%
2 Healthcare 21.94%
3 Communication Services 10.32%
4 Industrials 10.01%
5 Financials 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIG
126
DELISTED
GigPeak, Inc.
GIG
$126K 0.06%
53,800
+21,800
+68% +$45K
FORM icon
127
FormFactor
FORM
$7.94B
$124K 0.06%
11,457
– –
DRRX
128
DELISTED
DURECT Corp
DRRX
$121K 0.05%
8,713
+180
+2% +$2.96K
KMB icon
129
Kimberly-Clark
KMB
$36.4B
$114K 0.05%
900
– –
DATA
130
DELISTED
Tableau Software, Inc.
DATA
$111K 0.05%
+2,000
New +$110K
PEP icon
131
PepsiCo
PEP
$193B
$110K 0.05%
1,011
– –
GOOG icon
132
Alphabet (Google) Class C
GOOG
$4.19T
$109K 0.05%
2,800
– –
ONVI
133
DELISTED
Onvia, Inc.
ONVI
$108K 0.05%
22,192
– –
MO icon
134
Altria Group
MO
$115B
$107K 0.05%
1,700
– –
SMSI icon
135
Smith Micro Software
SMSI
$16.3M
$98K 0.04%
1,211
+71
+6% +$7.08K
LMT icon
136
Lockheed Martin
LMT
$130B
$96K 0.04%
400
– –
NOC icon
137
Northrop Grumman
NOC
$77.5B
$96K 0.04%
450
– –
VTTI
138
DELISTED
VTTI Energy Partners LP
VTTI
$95K 0.04%
+5,000
New +$96.4K
VTAE
139
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$88K 0.04%
+4,200
New +$48.4K
VRTX icon
140
Vertex Pharmaceuticals
VRTX
$137B
$87K 0.04%
1,000
– –
GSK icon
141
GSK
GSK
$102B
$86K 0.04%
1,600
– –
SRE icon
142
Sempra
SRE
$55.1B
$86K 0.04%
1,600
– –
WMT icon
143
Walmart Inc
WMT
$820B
$86K 0.04%
3,570
– –
DBRG icon
144
DigitalBridge
DBRG
$2.99B
$84K 0.04%
1,625
– –
UL icon
145
Unilever
UL
$140B
$78K 0.04%
1,462
– –
NNN icon
146
NNN REIT
NNN
$8.77B
$76K 0.03%
1,500
– –
MCD icon
147
McDonald's
MCD
$188B
$74K 0.03%
640
– –
EMR icon
148
Emerson Electric
EMR
$86.6B
$71K 0.03%
1,300
– –
UNH icon
149
UnitedHealth
UNH
$353B
$70K 0.03%
502
– –
ALLE icon
150
Allegion
ALLE
$13.4B
$69K 0.03%
999
– –
4 5
6
7 8

Similar funds

RRC
Relaxing Retirement Coach Wellesley, Massachusetts $332M AUM 11.51% 1-Year Est. Return
TCWA
Ten Capital Wealth Advisors Spokane, Washington $345M AUM 9.66% 1-Year Est. Return
BTP
Bloom Tree Partners New York $215M AUM 17.45% 1-Year Est. Return
VFM
Valley Financial Management New York $193M AUM 13.84% 1-Year Est. Return
FCAG
First Capital Advisors Group Little Silver, New Jersey $192M AUM 17.47% 1-Year Est. Return
HFG
Heron Financial Group New York $186M AUM 16.68% 1-Year Est. Return
CC
CCMP Capital New York $185M AUM 5.03% 1-Year Est. Return
SHWM
Silicon Hills Wealth Management Austin, Texas $177M AUM 13.62% 1-Year Est. Return

Cowen Prime Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Prime Advisors held 281 positions worth $220M, up 7% from $206M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Cowen Prime Advisors's Q3 2016 filing shows 37 new, 39 increased, 41 reduced and 19 closed positions. Its largest new stake was Calpine Corporation: 208,650 shares worth $2.64M. The largest sale was SCIQUEST, INC. COMMON STOCK, an estimated $3.32M.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2016 buy was Calpine Corporation: 208,650 shares worth $2.64M.
  • Cowen Prime Advisors added most to Invuity, Inc in Q3 2016, an estimated $2.34M increase.
  • Cowen Prime Advisors's biggest Q3 2016 reduction was Lionbridge Technologies, cutting an estimated $3.23M.
  • Cowen Prime Advisors fully exited SCIQUEST, INC. COMMON STOCK in Q3 2016, selling an estimated $3.32M.
  • Cowen Prime Advisors's ten largest holdings make up 43% of its $220M portfolio in Q3 2016.
  • Cowen Prime Advisors opened 37 new positions and closed 19 in Q3 2016.
  • Cowen Prime Advisors's portfolio value rose 7% quarter-over-quarter to $220M.

Based on Cowen Prime Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.