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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-7.9%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$229M
AUM Growth
-$26M
Cap. Flow
+$5.95M
Cap. Flow %
2.6%
Top 10 Hldgs %
53.66%
Holding
333
New
60
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$1.91M
2
AEP icon
American Electric Power
AEP
+$1.79M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$1.06M
4
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.05M
5
TIBX
TIBCO SOFTWARE INC
TIBX
+$1.04M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$1.89M
2
PRGX
PRGX Global, Inc.
PRGX
+$1.85M
3
ARCC icon
Ares Capital
ARCC
+$1.77M
4
LIOX
Lionbridge Technologies
LIOX
+$1.6M
5
REIS
Reis, Inc.
REIS
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 26.27%
2 Industrials 21.23%
3 Healthcare 17.83%
4 Communication Services 8.09%
5 Miscellaneous 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMSI icon
126
Smith Micro Software
SMSI
$16.3M
$147K 0.06%
1,033
– –
TXN icon
127
Texas Instruments
TXN
$236B
$147K 0.06%
3,072
+60
+2% +$2.88K
TGT icon
128
Target
TGT
$74.1B
$146K 0.06%
2,331
-164
-7% -$9.94K
CPRX
129
DELISTED
Catalyst Pharmaceutical
CPRX
$143K 0.06%
43,025
-1,925
-4% -$5.03K
DVN icon
130
Devon Energy
DVN
$52.1B
$143K 0.06%
2,093
-2,562
-55% -$191K
GIS icon
131
General Mills
GIS
$22.2B
$141K 0.06%
2,800
– –
CAT icon
132
Caterpillar
CAT
$368B
$139K 0.06%
1,400
– –
YHOO
133
DELISTED
Yahoo Inc
YHOO
$137K 0.06%
3,356
– –
ABT icon
134
Abbott
ABT
$195B
$134K 0.06%
3,218
+678
+27% +$28.7K
LOW icon
135
Lowe's Companies
LOW
$117B
$133K 0.06%
2,517
-137
-5% -$6.92K
CE icon
136
Celanese
CE
$4.94B
$125K 0.05%
2,127
-151
-7% -$9.3K
LLY icon
137
Eli Lilly
LLY
$1.05T
$124K 0.05%
1,911
-107
-5% -$6.77K
DBRG icon
138
DigitalBridge
DBRG
$2.99B
$123K 0.05%
+1,675
New +$126K
DRRX
139
DELISTED
DURECT Corp
DRRX
$122K 0.05%
8,293
– –
RTX icon
140
RTX Corp
RTX
$285B
$118K 0.05%
1,778
-129
-7% -$8.85K
NRF
141
DELISTED
NorthStar Realty Finance Corp.
NRF
$118K 0.05%
3,350
-3,474
-51% -$122K
PM icon
142
Philip Morris
PM
$299B
$117K 0.05%
1,400
– –
CMCSA icon
143
Comcast
CMCSA
$96B
$114K 0.05%
4,232
+18
+0.4% +$493
PAYX icon
144
Paychex
PAYX
$45.2B
$106K 0.05%
2,400
– –
NOC icon
145
Northrop Grumman
NOC
$77.5B
$105K 0.05%
800
– –
ONVI
146
DELISTED
Onvia, Inc.
ONVI
$101K 0.04%
21,867
– –
EPD icon
147
Enterprise Products Partners
EPD
$84.3B
$97K 0.04%
2,400
– –
KMB icon
148
Kimberly-Clark
KMB
$36.4B
$97K 0.04%
939
– –
BHI
149
DELISTED
Baker Hughes
BHI
$96K 0.04%
1,478
+43
+3% +$3K
UUPT
150
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X LONG USD
UUPT
$96K 0.04%
4,011
-758
-16% -$15.8K
4 5
6
7 8

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Cowen Prime Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Prime Advisors held 333 positions worth $229M, down 10% from $255M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors's Q3 2014 filing shows 60 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was American Electric Power: 33,850 shares worth $1.77M. The largest sale was PDF Solutions, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 33% a quarter earlier, followed by Industrials and Healthcare.

  • Cowen Prime Advisors's largest Q3 2014 buy was American Electric Power: 33,850 shares worth $1.77M.
  • Cowen Prime Advisors added most to AbbVie in Q3 2014, an estimated $1.91M increase.
  • Cowen Prime Advisors's biggest Q3 2014 reduction was PDF Solutions, cutting an estimated $1.89M.
  • Cowen Prime Advisors fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $1.19M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $229M portfolio in Q3 2014.
  • Cowen Prime Advisors opened 60 new positions and closed 17 in Q3 2014.
  • Cowen Prime Advisors's portfolio value fell 10% quarter-over-quarter to $229M.

Based on Cowen Prime Advisors's 13F filing for Q3 2014, filed 12 Nov 2014.