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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
126
United Parcel Service
UPS
$89.6B
$153K 0.06%
1,676
+51
+3% +$4.48K
SMSI icon
127
Smith Micro Software
SMSI
$16.3M
$149K 0.06%
1,033
-57
-5% -$9.48K
TPLM
128
DELISTED
Triangle Petroleum Corporation
TPLM
$146K 0.06%
14,900
-55,200
-79% -$421K
CE icon
129
Celanese
CE
$4.94B
$142K 0.06%
+2,653
New +$130K
PAYX icon
130
Paychex
PAYX
$45.2B
$142K 0.06%
3,500
– –
FAST icon
131
Fastenal
FAST
$57.1B
$138K 0.05%
+10,736
New +$127K
CVS icon
132
CVS Health
CVS
$119B
$137K 0.05%
2,401
+1
+0% +$60
LGCY
133
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$135K 0.05%
5,000
– –
GIS icon
134
General Mills
GIS
$22.2B
$134K 0.05%
2,800
– –
UNP icon
135
Union Pacific
UNP
$183B
$134K 0.05%
+1,714
New +$135K
CHYR
136
DELISTED
CHYRONHEGO CORP COM STK (NY)
CHYR
$132K 0.05%
86,239
– –
TGT icon
137
Target
TGT
$74.1B
$131K 0.05%
2,054
+564
+38% +$38.4K
CSCO icon
138
Cisco
CSCO
$433B
$130K 0.05%
5,576
+1,400
+34% +$34.8K
XLU icon
139
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$129K 0.05%
6,898
+714
+12% +$13.6K
NVO
140
Novo Nordisk
NVO
$202B
$127K 0.05%
7,500
– –
GILD icon
141
Gilead Sciences
GILD
$181B
$126K 0.05%
2,000
-1,000
-33% -$59.8K
NVEC icon
142
NVE Corp
NVEC
$488M
$126K 0.05%
2,459
-2,791
-53% -$138K
AAV
143
DELISTED
Advantage Oil & Gas Ltd
AAV
$126K 0.05%
32,900
-7,900
-19% -$30K
TBF icon
144
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$123K 0.05%
3,825
+125
+3% +$4.05K
PM icon
145
Philip Morris
PM
$299B
$121K 0.05%
1,400
– –
TXN icon
146
Texas Instruments
TXN
$236B
$121K 0.05%
3,012
– –
CAT icon
147
Caterpillar
CAT
$368B
$117K 0.05%
1,400
– –
LOW icon
148
Lowe's Companies
LOW
$117B
$117K 0.05%
2,428
+630
+35% +$28.6K
YHOO
149
DELISTED
Yahoo Inc
YHOO
$111K 0.04%
3,356
– –
RTX icon
150
RTX Corp
RTX
$285B
$110K 0.04%
1,633
+246
+18% +$16.1K
4 5
6
7 8

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.