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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$210M
AUM Growth
-$6.94M
Cap. Flow
-$16M
Cap. Flow %
-7.63%
Top 10 Hldgs %
46.31%
Holding
196
New
6
Increased
16
Reduced
56
Closed
17

Top Buys

Rank Stock Value
1
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$4.89M
2
RBBN icon
Ribbon Communications
RBBN
+$3.32M
3
PDFS icon
PDF Solutions
PDFS
+$2.87M
4
ITI
Iteris, Inc.
ITI
+$2.27M
5
KMI icon
Kinder Morgan
KMI
+$1.27M

Top Sells

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$8.32M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$6.73M
3
REIS
Reis, Inc.
REIS
+$4.29M
4
NEO icon
NeoGenomics
NEO
+$2.33M
5
ABBV icon
AbbVie
ABBV
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 28.02%
2 Healthcare 21.14%
3 Financials 11.5%
4 Communication Services 10.17%
5 Industrials 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
101
Kimberly-Clark
KMB
$36.4B
$106K 0.05%
900
– –
MCD icon
102
McDonald's
MCD
$188B
$100K 0.05%
640
– –
PEP icon
103
PepsiCo
PEP
$193B
$100K 0.05%
900
– –
UNH icon
104
UnitedHealth
UNH
$353B
$98K 0.05%
500
– –
MO icon
105
Altria Group
MO
$115B
$95K 0.05%
1,500
– –
SRE icon
106
Sempra
SRE
$55.1B
$91K 0.04%
1,600
– –
MRK icon
107
Merck
MRK
$366B
$90K 0.04%
1,467
– –
ALLE icon
108
Allegion
ALLE
$13.4B
$86K 0.04%
999
– –
META icon
109
Meta Platforms (Facebook)
META
$1.47T
$85K 0.04%
500
– –
UL icon
110
Unilever
UL
$140B
$84K 0.04%
1,284
– –
GSK icon
111
GSK
GSK
$102B
$81K 0.04%
1,600
– –
LEN icon
112
Lennar Class A
LEN
$20.8B
$79K 0.04%
1,576
– –
STX icon
113
Seagate
STX
$188B
$76K 0.04%
2,300
– –
SYY icon
114
Sysco
SYY
$39.3B
$76K 0.04%
1,400
– –
GSIT icon
115
GSI Technology
GSIT
$219M
$75K 0.04%
10,257
-289
-3% -$2.06K
RITM icon
116
Rithm Capital
RITM
$5.63B
$75K 0.04%
4,500
+500
+13% +$8.19K
GLP icon
117
Global Partners
GLP
$1.71B
$72K 0.03%
4,150
– –
ABBV icon
118
AbbVie
ABBV
$451B
$71K 0.03%
800
-28,485
-97% -$2.17M
T icon
119
AT&T
T
$178B
$71K 0.03%
2,414
– –
ABT icon
120
Abbott
ABT
$195B
$69K 0.03%
1,300
– –
PYPL icon
121
PayPal
PYPL
$45.9B
$66K 0.03%
1,034
+34
+3% +$2.04K
EMR icon
122
Emerson Electric
EMR
$86.6B
$63K 0.03%
1,000
– –
CAT icon
123
Caterpillar
CAT
$368B
$62K 0.03%
500
– –
INTC icon
124
Intel
INTC
$473B
$61K 0.03%
1,600
– –
SLB icon
125
SLB Ltd
SLB
$85.1B
$58K 0.03%
835
– –
3 4
5
6 7

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VFM
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FCAG
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SHWM
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Cowen Prime Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Prime Advisors held 196 positions worth $210M, down 3.2% from $217M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen Prime Advisors withdrew a net $16M in Q3 2017, closing 17 positions and reducing 56 holdings. Its most notable exit was ARI Network Services, Inc., an estimated $8.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Prime Advisors opened a new position in Revolution Lighting Technologies, Inc. - Class A worth $4.43M.

  • Cowen Prime Advisors's largest Q3 2017 buy was Revolution Lighting Technologies, Inc. - Class A: 681,291 shares worth $4.43M.
  • Cowen Prime Advisors added most to Ribbon Communications in Q3 2017, an estimated $3.32M increase.
  • Cowen Prime Advisors's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $6.73M.
  • Cowen Prime Advisors fully exited ARI Network Services, Inc. in Q3 2017, selling an estimated $8.32M.
  • Cowen Prime Advisors's ten largest holdings make up 46% of its $210M portfolio in Q3 2017.
  • Cowen Prime Advisors opened 6 new positions and closed 17 in Q3 2017.
  • Cowen Prime Advisors's portfolio value fell 3.2% quarter-over-quarter to $210M.

Based on Cowen Prime Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.