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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+3.62%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$185M
AUM Growth
-$34.9M
Cap. Flow
-$34.5M
Cap. Flow %
-18.59%
Top 10 Hldgs %
47.73%
Holding
273
New
11
Increased
22
Reduced
62
Closed
89

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$3.36M
2
EHTH icon
eHealth
EHTH
+$3.21M
3
VG
Vonage Holdings Corporation
VG
+$2.86M
4
KMI icon
Kinder Morgan
KMI
+$2.05M
5
CPN
Calpine Corporation
CPN
+$1.86M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$4.82M
2
SHOR
ShoreTel, Inc.
SHOR
+$4.75M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.09M
4
CVS icon
CVS Health
CVS
+$2.49M
5
WIFI
Boingo Wireless, Inc.
WIFI
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 29.69%
2 Healthcare 19.26%
3 Communication Services 13.47%
4 Industrials 9.94%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
101
Kimberly-Clark
KMB
$36.4B
$103K 0.06%
900
– –
GDV icon
102
Gabelli Dividend & Income Trust
GDV
$2.65B
$100K 0.05%
+5,000
New +$96.8K
LMT icon
103
Lockheed Martin
LMT
$130B
$100K 0.05%
400
– –
ONVI
104
DELISTED
Onvia, Inc.
ONVI
$99K 0.05%
22,162
-30
-0.1% -$141
DBRG icon
105
DigitalBridge
DBRG
$2.99B
$97K 0.05%
1,625
– –
PEP icon
106
PepsiCo
PEP
$193B
$94K 0.05%
900
-111
-11% -$11.6K
GLP icon
107
Global Partners
GLP
$1.71B
$81K 0.04%
4,150
– –
SRE icon
108
Sempra
SRE
$55.1B
$81K 0.04%
1,600
– –
VTTI
109
DELISTED
VTTI Energy Partners LP
VTTI
$81K 0.04%
5,000
– –
UNH icon
110
UnitedHealth
UNH
$353B
$80K 0.04%
500
-2
-0.4% -$299
MCD icon
111
McDonald's
MCD
$188B
$78K 0.04%
640
– –
SYY icon
112
Sysco
SYY
$39.3B
$78K 0.04%
1,400
– –
GSK icon
113
GSK
GSK
$102B
$77K 0.04%
1,600
– –
FALC
114
DELISTED
FalconStor Software Inc
FALC
$77K 0.04%
170,163
– –
DD
115
DELISTED
Du Pont De Nemours E I
DD
$73K 0.04%
1,000
– –
SYNC
116
DELISTED
Synacor, Inc.
SYNC
$71K 0.04%
22,953
+7,153
+45% +$21.2K
SLB icon
117
SLB Ltd
SLB
$85.1B
$70K 0.04%
835
-1
-0.1% -$82
UL icon
118
Unilever
UL
$140B
$67K 0.04%
1,462
– –
NNN icon
119
NNN REIT
NNN
$8.77B
$66K 0.04%
1,500
– –
SCD
120
LMP Capital and Income Fund
SCD
$359M
$66K 0.04%
+5,000
New +$65K
ALLE icon
121
Allegion
ALLE
$13.4B
$64K 0.03%
999
– –
LEN icon
122
Lennar Class A
LEN
$20.8B
$64K 0.03%
1,576
– –
HP icon
123
Helmerich & Payne
HP
$4.25B
$62K 0.03%
800
– –
BJRI icon
124
BJ's Restaurants
BJRI
$1.39B
$61K 0.03%
1,560
– –
DCP
125
DELISTED
DCP Midstream, LP
DCP
$61K 0.03%
1,600
– –
3 4
5
6 7

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TCWA
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BTP
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VFM
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FCAG
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HFG
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CC
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SHWM
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Cowen Prime Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Prime Advisors held 273 positions worth $185M, down 16% from $220M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen Prime Advisors withdrew a net $34.5M in Q4 2016, closing 89 positions and reducing 62 holdings. Its most notable exit was CVS Health, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, down from 32% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Cowen Prime Advisors opened a new position in Quotient Technology Inc worth $3.1M.

  • Cowen Prime Advisors's largest Q4 2016 buy was Quotient Technology Inc: 288,400 shares worth $3.1M.
  • Cowen Prime Advisors added most to eHealth in Q4 2016, an estimated $3.21M increase.
  • Cowen Prime Advisors's biggest Q4 2016 reduction was PDF Solutions, cutting an estimated $4.82M.
  • Cowen Prime Advisors fully exited CVS Health in Q4 2016, selling an estimated $2.49M.
  • Cowen Prime Advisors's ten largest holdings make up 48% of its $185M portfolio in Q4 2016.
  • Cowen Prime Advisors opened 11 new positions and closed 89 in Q4 2016.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $185M.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.