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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
101
Deere & Co
DE
$170B
$193K 0.09%
2,611
-67
-3% -$5.89K
HCA icon
102
HCA Healthcare
HCA
$90.5B
$193K 0.09%
2,500
– –
NRC icon
103
NRC Health Common Stock
NRC
$483M
$193K 0.09%
16,200
– –
NVO
104
Novo Nordisk
NVO
$202B
$193K 0.09%
7,100
– –
DRRX
105
DELISTED
DURECT Corp
DRRX
$162K 0.08%
8,293
– –
APO icon
106
Apollo Global Management
APO
$79.7B
$158K 0.07%
9,200
+6,000
+188% +$120K
SMSI icon
107
Smith Micro Software
SMSI
$16.3M
$158K 0.07%
1,133
– –
GIS icon
108
General Mills
GIS
$22.2B
$157K 0.07%
2,800
– –
NSC icon
109
Norfolk Southern
NSC
$78.3B
$153K 0.07%
2,000
– –
TXN icon
110
Texas Instruments
TXN
$236B
$149K 0.07%
3,012
– –
MDLZ icon
111
Mondelez International
MDLZ
$79.6B
$147K 0.07%
3,500
-1,200
-26% -$51.7K
CHRD icon
112
Chord Energy
CHRD
$7.99B
$143K 0.07%
16,500
+6,000
+57% +$62.8K
D icon
113
Dominion Energy
D
$57.7B
$141K 0.07%
2,000
– –
VOD icon
114
Vodafone
VOD
$37.1B
$130K 0.06%
4,088
-21,700
-84% -$772K
ALKS icon
115
Alkermes
ALKS
$7.95B
$117K 0.05%
2,000
-1,000
-33% -$66K
NOC icon
116
Northrop Grumman
NOC
$77.5B
$116K 0.05%
700
-100
-13% -$16.8K
BRT
117
BRT Apartments
BRT
$273M
$114K 0.05%
16,025
– –
PAYX icon
118
Paychex
PAYX
$45.2B
$114K 0.05%
2,400
– –
GOOG icon
119
Alphabet (Google) Class C
GOOG
$4.19T
$111K 0.05%
3,600
– –
PM icon
120
Philip Morris
PM
$299B
$111K 0.05%
1,400
– –
CNL
121
DELISTED
CLECO CRP (HOLDING CO)
CNL
$106K 0.05%
2,000
– –
LMT icon
122
Lockheed Martin
LMT
$130B
$104K 0.05%
500
– –
HLIT icon
123
Harmonic Inc
HLIT
$1.31B
$99K 0.05%
+17,054
New +$104K
NFX
124
DELISTED
Newfield Exploration
NFX
$99K 0.05%
3,000
+1,000
+50% +$33.6K
KMB icon
125
Kimberly-Clark
KMB
$36.4B
$98K 0.05%
900
– –
3 4
5
6 7

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BTP
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VFM
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FCAG
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SHWM
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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.