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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE
101
DELISTED
Noble Corporation
NE
$257K 0.1%
7,779
+6,864
+750% +$233K
STSA
102
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$257K 0.1%
+8,980
New +$238K
OXY icon
103
Occidental Petroleum
OXY
$59.1B
$239K 0.09%
2,662
+1,044
+65% +$89.7K
ABBV icon
104
AbbVie
ABBV
$451B
$237K 0.09%
5,281
+90
+2% +$3.99K
VHS
105
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$231K 0.09%
11,000
– –
BBG
106
DELISTED
Bill Barrett Corp
BBG
$221K 0.09%
8,800
+5,300
+151% +$119K
FALC
107
DELISTED
FalconStor Software Inc
FALC
$221K 0.09%
167,484
+3,814
+2% +$4.11K
CSE
108
DELISTED
CAPITALSOURCE INC
CSE
$209K 0.08%
+17,625
New +$199K
EBAY icon
109
eBay
EBAY
$47B
$201K 0.08%
8,539
+1,485
+21% +$33.3K
KMP
110
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$200K 0.08%
2,500
– –
PEP icon
111
PepsiCo
PEP
$193B
$196K 0.08%
2,458
+406
+20% +$33.4K
GCOM
112
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
$196K 0.08%
+14,000
New +$197K
NGLS
113
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$190K 0.07%
3,700
– –
DIS icon
114
Walt Disney
DIS
$187B
$185K 0.07%
2,852
+770
+37% +$49.4K
F icon
115
Ford
F
$55.3B
$183K 0.07%
10,626
+2,242
+27% +$37.9K
WEC icon
116
WEC Energy
WEC
$34.6B
$182K 0.07%
4,500
– –
WBA
117
DELISTED
Walgreens Boots Alliance
WBA
$171K 0.07%
3,046
+666
+28% +$33.5K
WFC icon
118
Wells Fargo
WFC
$262B
$170K 0.07%
4,104
+694
+20% +$29.6K
PQUE
119
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$168K 0.07%
42,000
– –
VPHM
120
DELISTED
VIROPHARMA INC
VPHM
$157K 0.06%
+4,000
New +$131K
D icon
121
Dominion Energy
D
$57.7B
$156K 0.06%
2,500
– –
MKL icon
122
Markel Group
MKL
$22.5B
$155K 0.06%
300
– –
NSC icon
123
Norfolk Southern
NSC
$78.3B
$155K 0.06%
2,000
– –
INTC icon
124
Intel
INTC
$473B
$154K 0.06%
6,719
+988
+17% +$22.8K
MDLZ icon
125
Mondelez International
MDLZ
$79.6B
$154K 0.06%
4,895
+195
+4% +$6.05K
3 4
5
6 7

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.