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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$269M
AUM Growth
-$6.89M
Cap. Flow
-$6.17M
Cap. Flow %
-2.29%
Top 10 Hldgs %
54.85%
Holding
172
New
5
Increased
32
Reduced
13
Closed
2

Top Buys

Rank Stock Value
1
RDNW
RideNow Group
RDNW
+$4M
2
SCOR icon
Comscore
SCOR
+$3.39M
3
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.8M
4
XGN icon
Exagen
XGN
+$2.43M
5
INSE icon
Inspired Entertainment
INSE
+$2.18M

Top Sells

Rank Stock Value
1
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$14.3M
2
QUOT
Quotient Technology Inc
QUOT
+$6.95M
3
LMNX
Luminex Corp
LMNX
+$6.22M
4
ASPN icon
Aspen Aerogels
ASPN
+$3.27M
5
RSSS icon
Research Solutions
RSSS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 41.32%
2 Healthcare 14.11%
3 Communication Services 11.36%
4 Materials 8.46%
5 Industrials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
76
Paychex
PAYX
$45.2B
$202K 0.08%
1,800
– –
XOM icon
77
ExxonMobil
XOM
$644B
$198K 0.07%
3,370
– –
UNH icon
78
UnitedHealth
UNH
$353B
$195K 0.07%
500
– –
VNRX icon
79
VolitionRx Ltd
VNRX
$6.48M
$193K 0.07%
3,110
+150
+5% +$9.5K
GE icon
80
GE Aerospace
GE
$355B
$173K 0.06%
2,698
-5
-0.2% -$321
MPLX icon
81
MPLX
MPLX
$60.1B
$162K 0.06%
5,674
– –
NOC icon
82
Northrop Grumman
NOC
$77.5B
$162K 0.06%
450
– –
MCD icon
83
McDonald's
MCD
$188B
$159K 0.06%
661
– –
LEN icon
84
Lennar Class A
LEN
$20.8B
$141K 0.05%
1,550
– –
LMT icon
85
Lockheed Martin
LMT
$130B
$138K 0.05%
400
– –
ESBA icon
86
Empire State Realty Series ES
ESBA
$1.32B
$130K 0.05%
12,904
– –
BMY icon
87
Bristol-Myers Squibb
BMY
$136B
$124K 0.05%
2,100
– –
VZ icon
88
Verizon
VZ
$208B
$122K 0.05%
2,263
– –
KMB icon
89
Kimberly-Clark
KMB
$36.4B
$119K 0.04%
900
– –
CGNT icon
90
Cognyte Software
CGNT
$650M
$117K 0.04%
5,700
+5,500
+2,750% +$141K
DRRX
91
DELISTED
DURECT Corp
DRRX
$114K 0.04%
8,868
+400
+5% +$5.43K
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$4.24T
$107K 0.04%
800
– –
NLY icon
93
Annaly Capital Management
NLY
$17.4B
$105K 0.04%
3,125
– –
SNCR
94
DELISTED
Synchronoss Technologies
SNCR
$102K 0.04%
4,733
+222
+5% +$5.45K
SRE icon
95
Sempra
SRE
$55.1B
$101K 0.04%
1,600
– –
INTC icon
96
Intel
INTC
$473B
$96K 0.04%
1,800
– –
PM icon
97
Philip Morris
PM
$299B
$95K 0.04%
1,000
– –
ALLE icon
98
Allegion
ALLE
$13.4B
$88K 0.03%
666
– –
GLP icon
99
Global Partners
GLP
$1.71B
$88K 0.03%
4,150
– –
EMR icon
100
Emerson Electric
EMR
$86.6B
$85K 0.03%
900
– –
2 3
4
5 6

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BTP
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VFM
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FCAG
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SHWM
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Cowen Prime Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen Prime Advisors held 172 positions worth $269M, down 2.5% from $276M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.1%. Cowen Prime Advisors opened 5 new positions and exited 2, leaving the 172-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 41% of assets, up from 37% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2021 buy was RideNow Group: 109,850 shares worth $4.28M.
  • Cowen Prime Advisors added most to Comscore in Q3 2021, an estimated $3.39M increase.
  • Cowen Prime Advisors's biggest Q3 2021 reduction was Inovalon Holdings, Inc. Class A Common Stock, cutting an estimated $14.3M.
  • Cowen Prime Advisors fully exited Luminex Corp in Q3 2021, selling an estimated $6.22M.
  • Cowen Prime Advisors's ten largest holdings make up 55% of its $269M portfolio in Q3 2021.
  • Cowen Prime Advisors opened 5 new positions and closed 2 in Q3 2021.
  • Cowen Prime Advisors's portfolio value fell 2.5% quarter-over-quarter to $269M.

Based on Cowen Prime Advisors's 13F filing for Q3 2021, filed 2 Nov 2021.