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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
76
MetLife
MET
$61.3B
$342K 0.16%
8,135
– –
FALC
77
DELISTED
FalconStor Software Inc
FALC
$330K 0.15%
165,663
– –
AGN
78
DELISTED
Allergan plc
AGN
$328K 0.15%
1,208
– –
KO icon
79
Coca-Cola
KO
$386B
$318K 0.15%
7,921
+342
+5% +$13.7K
MTSI icon
80
MACOM Technology Solutions
MTSI
$20.3B
$317K 0.15%
10,918
– –
CL icon
81
Colgate-Palmolive
CL
$72.3B
$314K 0.15%
4,955
-72
-1% -$4.7K
AIXG
82
DELISTED
Aixtron SE
AIXG
$309K 0.14%
50,950
+7,350
+17% +$45.6K
DOC icon
83
Healthpeak Properties
DOC
$14.5B
$298K 0.14%
8,784
– –
ARCC icon
84
Ares Capital
ARCC
$14.3B
$290K 0.14%
20,000
-7,000
-26% -$110K
REGN icon
85
Regeneron Pharmaceuticals
REGN
$81.8B
$279K 0.13%
600
+500
+500% +$269K
UPS icon
86
United Parcel Service
UPS
$89.6B
$271K 0.13%
2,750
-23,300
-89% -$2.3M
EFC
87
Ellington Financial
EFC
$1.75B
$268K 0.13%
15,000
– –
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.08T
$261K 0.12%
2,004
-71
-3% -$9.73K
AAPL icon
89
Apple
AAPL
$4.67T
$255K 0.12%
9,240
-228
-2% -$6.69K
TT icon
90
Trane Technologies
TT
$98.8B
$254K 0.12%
5,000
– –
AIOT
91
PowerFleet Inc
AIOT
$409M
$250K 0.12%
78,000
+49,000
+169% +$215K
FORM icon
92
FormFactor
FORM
$7.94B
$241K 0.11%
35,492
-5,000
-12% -$34.9K
MKL icon
93
Markel Group
MKL
$22.5B
$241K 0.11%
300
– –
INVN
94
DELISTED
Invensense Inc
INVN
$237K 0.11%
25,500
+4,400
+21% +$49.4K
WEC icon
95
WEC Energy
WEC
$34.6B
$235K 0.11%
4,500
– –
ESBA icon
96
Empire State Realty Series ES
ESBA
$1.32B
$220K 0.1%
12,904
– –
PGNX
97
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$217K 0.1%
38,000
– –
CELG
98
DELISTED
Celgene Corp
CELG
$216K 0.1%
+2,000
New +$248K
PG icon
99
Procter & Gamble
PG
$334B
$199K 0.09%
2,763
-29,405
-91% -$2.2M
CVS icon
100
CVS Health
CVS
$119B
$193K 0.09%
2,000
– –
2 3
4
5 6

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.