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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
76
Microsoft
MSFT
$3.81T
$416K 0.16%
12,463
+851
+7% +$28K
VCBI
77
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
$405K 0.16%
26,000
– –
KO icon
78
Coca-Cola
KO
$386B
$404K 0.16%
10,648
+997
+10% +$39.4K
NOG icon
79
Northern Oil and Gas
NOG
$2.74B
$390K 0.15%
2,700
+1,000
+59% +$133K
CL icon
80
Colgate-Palmolive
CL
$72.3B
$383K 0.15%
6,431
+397
+7% +$23.5K
NEOG icon
81
Neogen
NEOG
$2.54B
$364K 0.14%
24,000
– –
EXAR
82
DELISTED
Exar Corporation
EXAR
$364K 0.14%
27,112
-1,000
-4% -$12.7K
VZ icon
83
Verizon
VZ
$208B
$358K 0.14%
7,666
+224
+3% +$10.9K
DE icon
84
Deere & Co
DE
$170B
$355K 0.14%
4,343
+338
+8% +$28.1K
AAPL icon
85
Apple
AAPL
$4.67T
$325K 0.13%
18,872
+2,044
+12% +$33.9K
TT icon
86
Trane Technologies
TT
$98.8B
$325K 0.13%
6,260
– –
REGN icon
87
Regeneron Pharmaceuticals
REGN
$81.8B
$313K 0.12%
1,000
– –
SFY
88
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$312K 0.12%
27,300
+20,400
+296% +$244K
IBM icon
89
IBM
IBM
$222B
$308K 0.12%
1,738
– –
NRC icon
90
NRC Health Common Stock
NRC
$483M
$305K 0.12%
16,200
– –
DCP
91
DELISTED
DCP Midstream, LP
DCP
$303K 0.12%
6,100
– –
SPLP
92
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$300K 0.12%
20,000
-5,000
-20% -$74.4K
GDV icon
93
Gabelli Dividend & Income Trust
GDV
$2.65B
$298K 0.12%
15,810
-1,054
-6% -$19.9K
SCD
94
LMP Capital and Income Fund
SCD
$359M
$297K 0.12%
20,000
+5,000
+33% +$75.2K
COP icon
95
ConocoPhillips
COP
$157B
$285K 0.11%
4,100
+700
+21% +$46.7K
DVN icon
96
Devon Energy
DVN
$52.1B
$282K 0.11%
4,855
-5,890
-55% -$336K
MET icon
97
MetLife
MET
$61.3B
$279K 0.11%
6,676
– –
EVT icon
98
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$270K 0.11%
15,000
– –
CELG
99
DELISTED
Celgene Corp
CELG
$266K 0.1%
3,390
-2,000
-37% -$140K
WMT icon
100
Walmart Inc
WMT
$820B
$257K 0.1%
10,455
+1,983
+23% +$50K
2 3
4
5 6

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.