We are live on ! Find out more
CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+3.62%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$185M
AUM Growth
-$34.9M
Cap. Flow
-$34.5M
Cap. Flow %
-18.59%
Top 10 Hldgs %
47.73%
Holding
273
New
11
Increased
22
Reduced
62
Closed
89

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$3.36M
2
EHTH icon
eHealth
EHTH
+$3.21M
3
VG
Vonage Holdings Corporation
VG
+$2.86M
4
KMI icon
Kinder Morgan
KMI
+$2.05M
5
CPN
Calpine Corporation
CPN
+$1.86M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$4.82M
2
SHOR
ShoreTel, Inc.
SHOR
+$4.75M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.09M
4
CVS icon
CVS Health
CVS
+$2.49M
5
WIFI
Boingo Wireless, Inc.
WIFI
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 29.69%
2 Healthcare 19.26%
3 Communication Services 13.47%
4 Industrials 9.94%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVEC icon
51
NVE Corp
NVEC
$488M
$595K 0.32%
8,331
– –
NEOG icon
52
Neogen
NEOG
$2.54B
$564K 0.3%
22,800
-160
-0.7% -$3.55K
IBM icon
53
IBM
IBM
$222B
$525K 0.28%
3,307
– –
XOM icon
54
ExxonMobil
XOM
$644B
$505K 0.27%
5,600
-10
-0.2% -$874
BMY icon
55
Bristol-Myers Squibb
BMY
$136B
$491K 0.26%
8,400
– –
ARLP icon
56
Alliance Resource Partners
ARLP
$3.37B
$474K 0.26%
21,120
– –
KOPN icon
57
Kopin
KOPN
$833M
$434K 0.23%
152,919
+15,368
+11% +$37.3K
HDP
58
DELISTED
Hortonworks, Inc.
HDP
$399K 0.22%
+47,975
New +$399K
SHOR
59
DELISTED
ShoreTel, Inc.
SHOR
$396K 0.21%
55,400
-664,000
-92% -$4.75M
MET icon
60
MetLife
MET
$61.3B
$391K 0.21%
8,135
– –
SPH icon
61
Suburban Propane Partners
SPH
$1.18B
$382K 0.21%
12,713
-1,000
-7% -$30.6K
AEP icon
62
American Electric Power
AEP
$66.6B
$375K 0.2%
5,950
-9,300
-61% -$574K
TDAY
63
USA Today Co
TDAY
$931M
$358K 0.19%
22,400
+4,800
+27% +$74.1K
SNMX
64
DELISTED
Senomyx, Inc.
SNMX
$329K 0.18%
342,651
-301,235
-47% -$497K
PRGX
65
DELISTED
PRGX Global, Inc.
PRGX
$318K 0.17%
53,895
-1,500
-3% -$7.74K
INVN
66
DELISTED
Invensense Inc
INVN
$317K 0.17%
24,770
-4,700
-16% -$40.2K
KO icon
67
Coca-Cola
KO
$386B
$311K 0.17%
7,500
-22
-0.3% -$916
NRC icon
68
NRC Health Common Stock
NRC
$483M
$308K 0.17%
16,200
– –
NS
69
DELISTED
NuStar Energy L.P.
NS
$280K 0.15%
5,630
– –
VZ icon
70
Verizon
VZ
$208B
$270K 0.15%
5,051
-21,470
-81% -$1.07M
AAPL icon
71
Apple
AAPL
$4.67T
$266K 0.14%
9,180
-60
-0.6% -$1.7K
CL icon
72
Colgate-Palmolive
CL
$72.3B
$262K 0.14%
4,000
-11
-0.3% -$754
ESBA icon
73
Empire State Realty Series ES
ESBA
$1.3B
$258K 0.14%
12,904
– –
BX icon
74
Blackstone
BX
$107B
$257K 0.14%
9,500
+3,500
+58% +$90.8K
ANDX
75
DELISTED
Andeavor Logistics LP
ANDX
$254K 0.14%
5,000
– –
1 2
3
4 5

Similar funds

RRC
Relaxing Retirement Coach Wellesley, Massachusetts $332M AUM 11.51% 1-Year Est. Return
TCWA
Ten Capital Wealth Advisors Spokane, Washington $345M AUM 9.66% 1-Year Est. Return
BTP
Bloom Tree Partners New York $215M AUM 17.45% 1-Year Est. Return
VFM
Valley Financial Management New York $193M AUM 13.84% 1-Year Est. Return
FCAG
First Capital Advisors Group Little Silver, New Jersey $192M AUM 17.47% 1-Year Est. Return
HFG
Heron Financial Group New York $186M AUM 16.68% 1-Year Est. Return
CC
CCMP Capital New York $185M AUM 5.03% 1-Year Est. Return
SHWM
Silicon Hills Wealth Management Austin, Texas $177M AUM 13.62% 1-Year Est. Return

Cowen Prime Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Prime Advisors held 273 positions worth $185M, down 16% from $220M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen Prime Advisors withdrew a net $34.5M in Q4 2016, closing 89 positions and reducing 62 holdings. Its most notable exit was CVS Health, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, down from 32% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Cowen Prime Advisors opened a new position in Quotient Technology Inc worth $3.1M.

  • Cowen Prime Advisors's largest Q4 2016 buy was Quotient Technology Inc: 288,400 shares worth $3.1M.
  • Cowen Prime Advisors added most to eHealth in Q4 2016, an estimated $3.21M increase.
  • Cowen Prime Advisors's biggest Q4 2016 reduction was PDF Solutions, cutting an estimated $4.82M.
  • Cowen Prime Advisors fully exited CVS Health in Q4 2016, selling an estimated $2.49M.
  • Cowen Prime Advisors's ten largest holdings make up 48% of its $185M portfolio in Q4 2016.
  • Cowen Prime Advisors opened 11 new positions and closed 89 in Q4 2016.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $185M.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.