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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNT
51
DELISTED
HEALTH NET INC
HNT
$775K 0.36%
+12,864
New +$852K
ALTR
52
DELISTED
Altera Corp
ALTR
$751K 0.35%
15,000
– –
EXAR
53
DELISTED
Exar Corporation
EXAR
$734K 0.34%
123,430
+5,400
+5% +$38K
T icon
54
AT&T
T
$178B
$721K 0.34%
29,303
+29,273
+97,577% +$746K
DDD icon
55
3D Systems Corp
DDD
$545M
$706K 0.33%
61,151
+7,500
+14% +$104K
KKR icon
56
KKR & Co
KKR
$97.6B
$680K 0.32%
40,501
+28,500
+237% +$606K
CB
57
DELISTED
CHUBB CORPORATION
CB
$673K 0.31%
+5,487
New +$671K
XOM icon
58
ExxonMobil
XOM
$644B
$662K 0.31%
8,910
-80
-0.9% -$6.16K
JPM icon
59
JPMorgan Chase
JPM
$951B
$614K 0.29%
10,074
– –
BRCD
60
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$578K 0.27%
55,675
– –
EHTH icon
61
eHealth
EHTH
$38.4M
$569K 0.27%
44,400
+1,000
+2% +$14.2K
BMY icon
62
Bristol-Myers Squibb
BMY
$136B
$533K 0.25%
9,000
-1,500
-14% -$95.2K
SFG
63
DELISTED
STANCORP FINL GRP
SFG
$504K 0.24%
+4,409
New +$462K
IBM icon
64
IBM
IBM
$222B
$466K 0.22%
3,360
+680
+25% +$100K
NTLS
65
DELISTED
NTELOS HLDGS CORP COM
NTLS
$464K 0.22%
+51,355
New +$388K
DUK icon
66
Duke Energy
DUK
$93.8B
$439K 0.2%
6,100
– –
CLDT
67
Chatham Lodging
CLDT
$637M
$410K 0.19%
19,100
– –
ARAY icon
68
Accuray
ARAY
$32.7M
$409K 0.19%
81,900
+11,400
+16% +$73.2K
MSFT icon
69
Microsoft
MSFT
$3.81T
$409K 0.19%
9,241
-153
-2% -$6.87K
GDX icon
70
VanEck Gold Miners ETF
GDX
$31B
$408K 0.19%
29,715
+28,639
+2,662% +$413K
NEOG icon
71
Neogen
NEOG
$2.54B
$405K 0.19%
24,000
– –
VZ icon
72
Verizon
VZ
$208B
$383K 0.18%
8,800
-87,125
-91% -$4.02M
NVEC icon
73
NVE Corp
NVEC
$488M
$374K 0.17%
7,707
+900
+13% +$53.3K
PRGX
74
DELISTED
PRGX Global, Inc.
PRGX
$367K 0.17%
97,442
-395,250
-80% -$1.54M
AVOL
75
DELISTED
AVOLON HLDGS LTD SHS (CYM)
AVOL
$365K 0.17%
+12,000
New +$335K
1 2
3
4 5

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.