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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFX
51
DELISTED
Newfield Exploration
NFX
$688K 0.27%
25,150
+50
+0.2% +$1.25K
NTSC
52
DELISTED
NATL TECHNICAL SYS INC
NTSC
$682K 0.27%
+29,842
New +$580K
ONVI
53
DELISTED
Onvia, Inc.
ONVI
$668K 0.26%
133,594
+5,768
+5% +$28.8K
PPG icon
54
PPG Industries
PPG
$25.4B
$651K 0.25%
7,792
– –
WMS
55
DELISTED
WMS INDS INC
WMS
$610K 0.24%
23,500
– –
CEVA icon
56
CEVA Inc
CEVA
$764M
$603K 0.24%
34,944
+6,972
+25% +$129K
DTSI
57
DELISTED
DTS, Inc.
DTSI
$589K 0.23%
28,044
– –
VOD icon
58
Vodafone
VOD
$37.1B
$588K 0.23%
16,383
-171,282
-91% -$5.42M
BRCD
59
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$587K 0.23%
72,875
-4,000
-5% -$28.6K
DD icon
60
DuPont de Nemours
DD
$18.5B
$576K 0.22%
5,923
– –
GTAT
61
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$551K 0.22%
64,800
-2,700
-4% -$16.1K
EXXI
62
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$544K 0.21%
18,000
-5,800
-24% -$156K
DUK icon
63
Duke Energy
DUK
$93.8B
$541K 0.21%
8,098
+200
+3% +$13.6K
HK
64
DELISTED
Halcon Resources Corporation
HK
$532K 0.21%
696
+676
+3,380% +$616K
FIRE
65
DELISTED
SOURCEFIRE INC COM STK
FIRE
$531K 0.21%
+7,000
New +$500K
BLC
66
DELISTED
BELO CORP SER A
BLC
$516K 0.2%
+37,658
New +$533K
OVV icon
67
Ovintiv
OVV
$17.9B
$498K 0.19%
5,760
+5,220
+967% +$454K
SKS
68
DELISTED
SAKS INCORPORATED
SKS
$478K 0.19%
+30,000
New +$467K
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.08T
$448K 0.17%
3,937
+470
+14% +$54.2K
BMY icon
70
Bristol-Myers Squibb
BMY
$136B
$440K 0.17%
9,500
+1,000
+12% +$43.9K
SHFL
71
DELISTED
SHFL ENTMT INC
SHFL
$439K 0.17%
+19,100
New +$422K
NVE
72
DELISTED
NV ENERGY, INC
NVE
$425K 0.17%
18,000
– –
PG icon
73
Procter & Gamble
PG
$334B
$421K 0.16%
5,557
+527
+10% +$41.9K
JPM icon
74
JPMorgan Chase
JPM
$951B
$420K 0.16%
8,119
– –
MSPD
75
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$417K 0.16%
137,300
-2,000
-1% -$6.24K
1 2
3
4 5

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.