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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
26
American Electric Power
AEP
$66.6B
$2.07M 0.81%
47,750
– –
AON icon
27
Aon
AON
$75.4B
$1.92M 0.75%
25,800
+8,200
+47% +$563K
PTC icon
28
PTC
PTC
$17.1B
$1.79M 0.7%
62,950
– –
EGOV
29
DELISTED
NIC Inc
EGOV
$1.69M 0.66%
72,900
-5,700
-7% -$118K
BG icon
30
Bunge Global
BG
$22.2B
$1.64M 0.64%
21,650
+21,600
+43,200% +$1.64M
VTSS
31
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$1.64M 0.64%
539,000
+419,000
+349% +$1.16M
WM icon
32
Waste Management
WM
$87.8B
$1.62M 0.63%
39,200
-1,800
-4% -$75K
JNJ icon
33
Johnson & Johnson
JNJ
$646B
$1.52M 0.59%
17,526
+697
+4% +$62.5K
NEM icon
34
Newmont
NEM
$135B
$1.44M 0.56%
51,100
-74,500
-59% -$2.21M
LIFE
35
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$1.42M 0.56%
19,000
– –
EPD icon
36
Enterprise Products Partners
EPD
$84.3B
$1.29M 0.51%
42,400
+1,600
+4% +$48.9K
MOLXA
37
DELISTED
MOLEX INC CL-A
MOLXA
$1.24M 0.48%
+32,348
New +$1.24M
XOM icon
38
ExxonMobil
XOM
$644B
$1.17M 0.46%
13,620
+503
+4% +$45.3K
CVX icon
39
Chevron
CVX
$396B
$1.15M 0.45%
9,500
– –
AVY icon
40
Avery Dennison
AVY
$13.5B
$1.04M 0.41%
23,900
– –
ADI icon
41
Analog Devices
ADI
$175B
$1.01M 0.39%
21,490
+377
+2% +$18K
ONXX
42
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$998K 0.39%
8,000
+1,000
+14% +$127K
RUE
43
DELISTED
RUE21 INC COM STK (DE)
RUE
$991K 0.39%
24,569
+6,000
+32% +$248K
LSE
44
DELISTED
CAPLEASE, INC
LSE
$941K 0.37%
110,800
+75,900
+217% +$644K
RBBN icon
45
Ribbon Communications
RBBN
$363M
$884K 0.35%
52,460
– –
HTSI
46
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$869K 0.34%
+17,675
New +$869K
MAKO
47
DELISTED
MAKO SURGICAL CORP COM
MAKO
$826K 0.32%
+28,000
New +$427K
WCRX
48
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$757K 0.3%
33,000
– –
MFB
49
DELISTED
MAIDENFORM BRANDS, INC
MFB
$705K 0.28%
+30,000
New +$665K
ELN
50
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$697K 0.27%
44,740
+24,740
+124% +$373K
1
2
3 4 5

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.