We are live on ! Find out more
CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
301
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
+5
New +$219
UPL
302
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-370
Closed -$7K
NFX
303
CALL
DELISTED
Newfield Exploration
NFX
– –
-25
Closed -$4K
MON
304
DELISTED
Monsanto Co
MON
– –
-16
Closed -$2K
ISIL
305
DELISTED
Intersil Corp
ISIL
$0 ﹤0.01%
1
– –
LF
306
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$0 ﹤0.01%
5
– –
PVA
307
CALL
DELISTED
PENN VIRGINIA CORP
PVA
– –
-190
Closed -$6K
ANR
308
DELISTED
Alpha Natural Resources Inc
ANR
$0 ﹤0.01%
1
– –
VE
309
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-250
Closed -$3K
JLA
310
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-1,000
Closed -$12K
QRE
311
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-14,000
Closed -$249K
LSI
312
DELISTED
LSI CORPORATION
LSI
$0 ﹤0.01%
2
– –
ARB
313
DELISTED
ARBITRON INC (NEW)
ARB
– –
-14,100
Closed -$654K
SFD
314
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-29,500
Closed -$968K
MEAD
315
DELISTED
MEADE INSTRS CORP COM STK NEW (DE)
MEAD
– –
-2,245
Closed -$8K
BMC
316
DELISTED
BMC SOFTWARE, INC
BMC
– –
-35,000
Closed -$1.58M
ASCA
317
DELISTED
AMERISTAR CASINOS INC
ASCA
– –
-25,623
Closed -$676K
GDI
318
DELISTED
GARDNER DENVER,INC
GDI
– –
-16,300
Closed -$1.23M
NFP
319
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-46,586
Closed -$1.18M
ALC
320
DELISTED
ASSISTED LIVING CONCEPTS INC NEW CL A COM STK (NV)
ALC
– –
-49,500
Closed -$592K
BVSN
321
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
4
– –
MHR
322
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-7,000
Closed -$26K
WPZ
323
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$0 ﹤0.01%
1
– –
CLWR
324
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-10,000
Closed -$50K
MPO
325
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-500
Closed -$27K
10 11 12
13
14

Similar funds

RRC
Relaxing Retirement Coach Wellesley, Massachusetts $332M AUM 11.51% 1-Year Est. Return
TCWA
Ten Capital Wealth Advisors Spokane, Washington $345M AUM 9.66% 1-Year Est. Return
BTP
Bloom Tree Partners New York $215M AUM 17.45% 1-Year Est. Return
VFM
Valley Financial Management New York $193M AUM 13.84% 1-Year Est. Return
FCAG
First Capital Advisors Group Little Silver, New Jersey $192M AUM 17.47% 1-Year Est. Return
HFG
Heron Financial Group New York $186M AUM 16.68% 1-Year Est. Return
CC
CCMP Capital New York $185M AUM 5.03% 1-Year Est. Return
SHWM
Silicon Hills Wealth Management Austin, Texas $177M AUM 13.62% 1-Year Est. Return

Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.