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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
251
iShares MSCI United Kingdom ETF
EWU
$3.81B
– –
-17
Closed -$1K
FAST icon
252
Fastenal
FAST
$57.1B
$0 ﹤0.01%
24
– –
FICO icon
253
Fair Isaac
FICO
$24.9B
$0 ﹤0.01%
3
– –
GEN icon
254
Gen Digital
GEN
$18.6B
$0 ﹤0.01%
1
– –
GILD icon
255
Gilead Sciences
GILD
$181B
– –
-1,500
Closed -$176K
HRI icon
256
Herc Holdings
HRI
$5.03B
– –
-83
Closed -$5K
INSM icon
257
Insmed
INSM
$25.9B
– –
-200
Closed -$5K
IWM icon
258
iShares Russell 2000 ETF
IWM
$80.8B
– –
-1,000
Closed -$125K
JNPR
259
DELISTED
Juniper Networks
JNPR
$0 ﹤0.01%
4
– –
LBTYK icon
260
Liberty Global Class C
LBTYK
$3.56B
$0 ﹤0.01%
2
– –
LH icon
261
Labcorp
LH
$27.2B
$0 ﹤0.01%
2
– –
LLY icon
262
Eli Lilly
LLY
$1.05T
$0 ﹤0.01%
5
-37
-88% -$3.12K
MDT icon
263
Medtronic
MDT
$117B
$0 ﹤0.01%
3
– –
OVV icon
264
Ovintiv
OVV
$17.9B
$0 ﹤0.01%
1
-17
-94% -$651
PBR icon
265
Petrobras
PBR
$119B
– –
-100
Closed -$1K
QCOM icon
266
Qualcomm
QCOM
$175B
– –
-31
Closed -$2K
QQQ icon
267
Invesco QQQ Trust
QQQ
$489B
– –
-100
Closed -$11K
SIRI icon
268
SiriusXM
SIRI
$9.62B
$0 ﹤0.01%
1
– –
SLB icon
269
SLB Ltd
SLB
$85.1B
– –
-835
Closed -$72K
TBF icon
270
ProShares Short 20+ Year Treasury ETF
TBF
$107M
– –
-745
Closed -$20K
UBSI icon
271
United Bankshares
UBSI
$6.48B
$0 ﹤0.01%
1
– –
UNP icon
272
Union Pacific
UNP
$183B
$0 ﹤0.01%
4
-82
-95% -$7.48K
VRTX icon
273
Vertex Pharmaceuticals
VRTX
$137B
– –
-2,000
Closed -$247K
WRK
274
DELISTED
WestRock Company
WRK
$0 ﹤0.01%
+2
New +$107
BKCC
275
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-521
Closed -$5K
9 10
11
12 13

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.