We are live on ! Find out more
CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
251
Bausch Health
BHC
$2.36B
$3K ﹤0.01%
26
– –
CAH icon
252
Cardinal Health
CAH
$54.6B
$3K ﹤0.01%
48
– –
RIO icon
253
Rio Tinto
RIO
$168B
$3K ﹤0.01%
52
-48
-48% -$2.24K
TRV icon
254
Travelers Companies
TRV
$77.2B
$3K ﹤0.01%
30
+13
+76% +$1.07K
APC
255
DELISTED
Anadarko Petroleum
APC
$3K ﹤0.01%
30
– –
SVNT
256
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
$3K ﹤0.01%
+5,450
New +$3.49K
XYL icon
257
Xylem
XYL
$26B
$2K ﹤0.01%
+75
New +$2K
PVA
258
DELISTED
PENN VIRGINIA CORP
PVA
$2K ﹤0.01%
300
-161,200
-100% -$839K
HIS
259
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
$2K ﹤0.01%
+1,000
New +$2.06K
FTR
260
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
29
– –
AEO icon
261
American Eagle Outfitters
AEO
$2.83B
$1K ﹤0.01%
100
– –
ITT icon
262
ITT
ITT
$18.1B
$1K ﹤0.01%
+37
New +$1.23K
MBB icon
263
iShares MBS ETF
MBB
$39B
$1K ﹤0.01%
5
-36
-88% -$3.76K
SIRI icon
264
SiriusXM
SIRI
$9.62B
$1K ﹤0.01%
24
+23
+2,300% +$856
STRS
265
DELISTED
STRATUS PPTYS INC
STRS
$1K ﹤0.01%
50
– –
ENZ
266
DELISTED
Enzo Biochem, Inc.
ENZ
$1K ﹤0.01%
242
– –
TEN
267
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1K ﹤0.01%
20
– –
XLS
268
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
+80
New +$1.12K
AMAT icon
269
Applied Materials
AMAT
$366B
$0 ﹤0.01%
12
– –
AMRN
270
Amarin Corp
AMRN
$295M
– –
-250
Closed -$30K
ASML icon
271
ASML
ASML
$651B
– –
-3,241
Closed -$254K
BKT icon
272
BlackRock Income Trust
BKT
$335M
– –
-8,333
Closed -$172K
BTZ icon
273
BlackRock Credit Allocation Income Trust
BTZ
$948M
– –
-26,000
Closed -$337K
CVE icon
274
Cenovus Energy
CVE
$58.2B
$0 ﹤0.01%
4
– –
DEM icon
275
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.14B
– –
-810
Closed -$39K
9 10
11
12 13

Similar funds

RRC
Relaxing Retirement Coach Wellesley, Massachusetts $332M AUM 11.51% 1-Year Est. Return
TCWA
Ten Capital Wealth Advisors Spokane, Washington $345M AUM 9.66% 1-Year Est. Return
BTP
Bloom Tree Partners New York $215M AUM 17.45% 1-Year Est. Return
VFM
Valley Financial Management New York $193M AUM 13.84% 1-Year Est. Return
FCAG
First Capital Advisors Group Little Silver, New Jersey $192M AUM 17.47% 1-Year Est. Return
HFG
Heron Financial Group New York $186M AUM 16.68% 1-Year Est. Return
CC
CCMP Capital New York $185M AUM 5.03% 1-Year Est. Return
SHWM
Silicon Hills Wealth Management Austin, Texas $177M AUM 13.62% 1-Year Est. Return

Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.