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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+3.62%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$185M
AUM Growth
-$34.9M
Cap. Flow
-$34.5M
Cap. Flow %
-18.59%
Top 10 Hldgs %
47.73%
Holding
273
New
11
Increased
22
Reduced
62
Closed
89

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$3.36M
2
EHTH icon
eHealth
EHTH
+$3.21M
3
VG
Vonage Holdings Corporation
VG
+$2.86M
4
KMI icon
Kinder Morgan
KMI
+$2.05M
5
CPN
Calpine Corporation
CPN
+$1.86M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$4.82M
2
SHOR
ShoreTel, Inc.
SHOR
+$4.75M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.09M
4
CVS icon
CVS Health
CVS
+$2.49M
5
WIFI
Boingo Wireless, Inc.
WIFI
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 29.69%
2 Healthcare 19.26%
3 Communication Services 13.47%
4 Industrials 9.94%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
226
United Bankshares
UBSI
$6.48B
– –
-1
Closed –
UNP icon
227
Union Pacific
UNP
$183B
– –
-4
Closed –
VNO icon
228
Vornado Realty Trust
VNO
$7.13B
– –
-18,654
Closed -$1.53M
VRTX icon
229
Vertex Pharmaceuticals
VRTX
$137B
– –
-1,000
Closed -$87K
WBA
230
DELISTED
Walgreens Boots Alliance
WBA
– –
-23
Closed -$2K
WFC icon
231
Wells Fargo
WFC
$262B
– –
-20
Closed -$1K
WMT icon
232
Walmart Inc
WMT
$820B
– –
-3,570
Closed -$86K
XLU icon
233
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
– –
-46
Closed -$1K
ENZ
234
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-242
Closed -$1K
WRK
235
DELISTED
WestRock Company
WRK
– –
-1
Closed –
MODN
236
DELISTED
MODEL N, INC.
MODN
– –
-52,500
Closed -$583K
BFX
237
DELISTED
BowFlex Inc.
BFX
– –
-500
Closed -$11K
DMK
238
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
0
– –
HSBC.PRA
239
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-775
Closed -$20K
DATA
240
DELISTED
Tableau Software, Inc.
DATA
– –
-2,000
Closed -$111K
SN
241
DELISTED
Sanchez Energy Corporation
SN
– –
-2,900
Closed -$26K
NFX
242
DELISTED
Newfield Exploration
NFX
– –
-1,300
Closed -$56K
AAV
243
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-1,000
Closed -$7K
KND
244
DELISTED
Kindred Healthcare
KND
– –
-7
Closed –
MON
245
DELISTED
Monsanto Co
MON
– –
-6,500
Closed -$664K
RATE
246
DELISTED
Bankrate Inc
RATE
– –
-1,000
Closed -$8K
CST
247
DELISTED
CST Brands, Inc.
CST
– –
-19,000
Closed -$914K
CIE
248
DELISTED
Cobalt International Energy, Inc
CIE
– –
-447
Closed -$8K
EVER
249
DELISTED
Everbank Financial Corp
EVER
– –
-8,800
Closed -$170K
GK
250
DELISTED
G&K Services Inc
GK
– –
-3,000
Closed -$286K
7 8 9
10
11

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Cowen Prime Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Prime Advisors held 273 positions worth $185M, down 16% from $220M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen Prime Advisors withdrew a net $34.5M in Q4 2016, closing 89 positions and reducing 62 holdings. Its most notable exit was CVS Health, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, down from 32% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Cowen Prime Advisors opened a new position in Quotient Technology Inc worth $3.1M.

  • Cowen Prime Advisors's largest Q4 2016 buy was Quotient Technology Inc: 288,400 shares worth $3.1M.
  • Cowen Prime Advisors added most to eHealth in Q4 2016, an estimated $3.21M increase.
  • Cowen Prime Advisors's biggest Q4 2016 reduction was PDF Solutions, cutting an estimated $4.82M.
  • Cowen Prime Advisors fully exited CVS Health in Q4 2016, selling an estimated $2.49M.
  • Cowen Prime Advisors's ten largest holdings make up 48% of its $185M portfolio in Q4 2016.
  • Cowen Prime Advisors opened 11 new positions and closed 89 in Q4 2016.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $185M.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.