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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-7.9%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$229M
AUM Growth
-$26M
Cap. Flow
+$5.95M
Cap. Flow %
2.6%
Top 10 Hldgs %
53.66%
Holding
333
New
60
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$1.91M
2
AEP icon
American Electric Power
AEP
+$1.79M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$1.06M
4
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.05M
5
TIBX
TIBCO SOFTWARE INC
TIBX
+$1.04M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$1.89M
2
PRGX
PRGX Global, Inc.
PRGX
+$1.85M
3
ARCC icon
Ares Capital
ARCC
+$1.77M
4
LIOX
Lionbridge Technologies
LIOX
+$1.6M
5
REIS
Reis, Inc.
REIS
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 26.27%
2 Industrials 21.23%
3 Healthcare 17.83%
4 Communication Services 8.09%
5 Miscellaneous 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
226
Huntington Bancshares
HBAN
$34.2B
$20K 0.01%
2,020
– –
HSBC.PRA
227
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$20K 0.01%
775
– –
FRF
228
DELISTED
FORTEGRA FINL CORP COM STK (DE)
FRF
$20K 0.01%
+2,000
New +$17.5K
JTA
229
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$20K 0.01%
+1,450
New +$21K
GLD icon
230
SPDR Gold Trust
GLD
$149B
$19K 0.01%
160
– –
GLW icon
231
Corning
GLW
$128B
$19K 0.01%
1,000
– –
RSG icon
232
Republic Services
RSG
$68B
$19K 0.01%
486
+3
+0.6% +$115
BKCC
233
DELISTED
BlackRock Capital Investment Corporation
BKCC
$18K 0.01%
+2,068
New +$18.7K
NE
234
DELISTED
Noble Corporation
NE
$18K 0.01%
800
-115
-13% -$3.1K
NNN icon
235
NNN REIT
NNN
$8.77B
$17K 0.01%
+500
New +$18.3K
CTRA
236
DELISTED
Coterra Energy
CTRA
$16K 0.01%
500
– –
PFL
237
PIMCO Income Strategy Fund
PFL
$379M
$16K 0.01%
+1,312
New +$16K
REM icon
238
iShares Mortgage Real Estate ETF
REM
$537M
$16K 0.01%
348
-204
-37% -$10.2K
NKE icon
239
Nike
NKE
$58.7B
$15K 0.01%
330
+90
+38% +$3.57K
ORCL icon
240
Oracle
ORCL
$435B
$15K 0.01%
394
– –
DEM icon
241
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.14B
$14K 0.01%
296
-180
-38% -$9.37K
INSM icon
242
Insmed
INSM
$25.9B
$14K 0.01%
+1,100
New +$16.6K
LLL
243
DELISTED
L3 Technologies, Inc.
LLL
$14K 0.01%
118
– –
BAC icon
244
Bank of America
BAC
$436B
$13K 0.01%
+761
New +$12.1K
DRI icon
245
Darden Restaurants
DRI
$24.5B
$13K 0.01%
+280
New +$11.8K
AEG icon
246
Aegon
AEG
$13.6B
$12K 0.01%
+2,121
New +$12K
NLY icon
247
Annaly Capital Management
NLY
$17.4B
$12K 0.01%
+284
New +$13K
PFF icon
248
iShares Preferred and Income Securities ETF
PFF
$13.1B
$12K 0.01%
299
-49
-14% -$1.94K
TSLA icon
249
Tesla
TSLA
$1.38T
$12K 0.01%
750
– –
BIDU icon
250
Baidu
BIDU
$32.9B
$11K ﹤0.01%
+50
New +$10.6K
8 9
10
11 12

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Cowen Prime Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Prime Advisors held 333 positions worth $229M, down 10% from $255M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors's Q3 2014 filing shows 60 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was American Electric Power: 33,850 shares worth $1.77M. The largest sale was PDF Solutions, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 33% a quarter earlier, followed by Industrials and Healthcare.

  • Cowen Prime Advisors's largest Q3 2014 buy was American Electric Power: 33,850 shares worth $1.77M.
  • Cowen Prime Advisors added most to AbbVie in Q3 2014, an estimated $1.91M increase.
  • Cowen Prime Advisors's biggest Q3 2014 reduction was PDF Solutions, cutting an estimated $1.89M.
  • Cowen Prime Advisors fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $1.19M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $229M portfolio in Q3 2014.
  • Cowen Prime Advisors opened 60 new positions and closed 17 in Q3 2014.
  • Cowen Prime Advisors's portfolio value fell 10% quarter-over-quarter to $229M.

Based on Cowen Prime Advisors's 13F filing for Q3 2014, filed 12 Nov 2014.