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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
226
Costco
COST
$419B
$12K ﹤0.01%
+100
New +$11.5K
PFF icon
227
iShares Preferred and Income Securities ETF
PFF
$13.1B
$12K ﹤0.01%
329
-34
-9% -$1.3K
AEG icon
228
Aegon
AEG
$13.6B
$11K ﹤0.01%
2,158
+41
+2% +$209
AMLP icon
229
Alerian MLP ETF
AMLP
$13.4B
$11K ﹤0.01%
+120
New +$10.6K
ED icon
230
Consolidated Edison
ED
$39.8B
$11K ﹤0.01%
202
+102
+102% +$5.88K
TSLA icon
231
Tesla
TSLA
$1.38T
$10K ﹤0.01%
+750
New +$7.42K
DUC
232
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$10K ﹤0.01%
+1,000
New +$10.4K
LLL
233
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
101
– –
ALE
234
DELISTED
Allete
ALE
$8K ﹤0.01%
166
– –
BIDU icon
235
Baidu
BIDU
$32.9B
$8K ﹤0.01%
50
– –
BAX icon
236
Baxter International
BAX
$13.5B
$7K ﹤0.01%
208
-271
-57% -$10.5K
CBZ icon
237
CBIZ
CBZ
$2.96B
$7K ﹤0.01%
1,000
– –
PRKR
238
DELISTED
Parkervision Inc
PRKR
$7K ﹤0.01%
200
– –
IMUC
239
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$7K ﹤0.01%
63
– –
AIG icon
240
American International
AIG
$40.2B
$6K ﹤0.01%
+130
New +$6.18K
CMPR icon
241
Cimpress
CMPR
$2.17B
$6K ﹤0.01%
100
– –
FCX icon
242
Freeport-McMoran
FCX
$110B
$5K ﹤0.01%
152
+2
+1% +$61
ACG
243
DELISTED
AllianceBernstein Income Fund Inc
ACG
$5K ﹤0.01%
+700
New +$4.95K
CX icon
244
Cemex
CX
$15.7B
$4K ﹤0.01%
+401
New +$3.94K
GDXJ icon
245
VanEck Junior Gold Miners ETF
GDXJ
$9.48B
$4K ﹤0.01%
+110
New +$4.71K
HPQ icon
246
HP
HPQ
$27.5B
$4K ﹤0.01%
440
– –
DTRM
247
DELISTED
Determine, Inc. Common Stock
DTRM
$4K ﹤0.01%
700
– –
SE
248
DELISTED
Spectra Energy Corp Wi
SE
$4K ﹤0.01%
+101
New +$3.49K
NRF
249
DELISTED
NorthStar Realty Finance Corp.
NRF
$4K ﹤0.01%
+204
New +$3.72K
ALU
250
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,050
– –
8 9
10
11 12

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.