CIM

Cowen Investment Management’s Nuburu, Inc. BURU Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-80,000	Closed	-$794K	–	199
2021 Q1	$794K	Sell	80,000 -70,000	-47%	-$695K	0.31%	86
2020 Q4	$1.56M	Buy	+150,000	New	+$1.56M	0.72%	15