CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVP
176
DELISTED
Avon Products, Inc.
AVP
$506K 0.04%
130,500
-112,000
QEP
177
DELISTED
QEP RESOURCES, INC.
QEP
$504K 0.04%
+69,707
CLVR
178
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$495K 0.04%
+1,667
ACB
179
Aurora Cannabis
ACB
$256M
$490K 0.04%
+523
LLL
180
DELISTED
L3 Technologies, Inc.
LLL
$490K 0.04%
+2,000
HCCHU
181
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$475K 0.03%
+45,027
NIO icon
182
NIO
NIO
$13B
$446K 0.03%
+175,000
ENIA
183
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$444K 0.03%
+50,000
ZVRA icon
184
Zevra Therapeutics
ZVRA
$470M
$438K 0.03%
15,625
-11,782
EZA icon
185
iShares MSCI South Africa ETF
EZA
$567M
$437K 0.03%
+8,000
IPOA.WS
186
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$435K 0.03%
324,256
+307,367
RPLA
187
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$430K 0.03%
+44,000
NLSN
188
DELISTED
Nielsen Holdings plc
NLSN
$395K 0.03%
17,500
-231,111
ALAC
189
DELISTED
Alberton Acquisition Corp
ALAC
$379K 0.03%
+37,364
MDCO
190
DELISTED
Medicines Co
MDCO
$368K 0.03%
+10,100
LOW icon
191
Lowe's Companies
LOW
$138B
$353K 0.03%
+3,500
HOME
192
DELISTED
At Home Group Inc.
HOME
$343K 0.02%
+51,449
CIC.WS
193
DELISTED
Capitol Investment Corp. IV
CIC.WS
$343K 0.02%
246,748
+178,298
NFC.WS
194
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$342K 0.02%
488,387
+57,567
RWGE.WS
195
DELISTED
Regalwood Global Energy Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
RWGE.WS
$331K 0.02%
368,284
+305,984
SNAX
196
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$318K 0.02%
+2,140
BROGR
197
DELISTED
Twelve Seas Investment Company Rights
BROGR
$307K 0.02%
1,057,298
+346,719
KTB icon
198
Kontoor Brands
KTB
$4.18B
$280K 0.02%
+10,000
CHR icon
199
Cheer Holding
CHR
$3.88M
$265K 0.02%
+2,651
ARYAU
200
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$265K 0.02%
+24,800
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8
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