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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWC
1
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$82.5M 8.5%
574,756
+238,591
+71% +$35.4M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$65.8M 6.78%
333,900
+152,500
+84% +$30.1M
DTV
3
DELISTED
DIRECTV COM STK (DE)
DTV
$51.9M 5.35%
599,933
+222,109
+59% +$19.1M
FWLT
4
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$48.6M 5.01%
1,536,504
-117,066
-7% -$3.82M
KMP
5
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$41M 4.23%
+439,534
New +$39.1M
THI
6
DELISTED
TIM HORTONS INC COM, CANADA
THI
$33M 3.4%
+418,271
New +$27.9M
CNQR
7
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$21.6M 2.23%
+170,667
New +$17.3M
IWM icon
8
PUT
iShares Russell 2000 ETF
IWM
$80.2B
$19.3M 1.99%
176,400
+126,400
+253% +$14.5M
FDO
9
DELISTED
FAMILY DOLLAR STORES
FDO
$17.9M 1.85%
+232,111
New +$17.1M
ROC
10
DELISTED
ROCKWOOD HLDGS INC
ROC
$17.3M 1.79%
+226,825
New +$18.1M
TRW
11
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$15.4M 1.59%
+151,936
New +$15.2M
COWN
12
DELISTED
Cowen Inc. Class A Common Stock
COWN
$14.2M 1.47%
947,406
-175,468
-16% -$2.87M
SLXP
13
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$13.4M 1.38%
85,874
+73,374
+587% +$10.6M
CMCSA icon
14
CALL
Comcast
CMCSA
$84B
$12.1M 1.25%
450,800
+41,200
+10% +$1.13M
AGN
15
DELISTED
Allergan Inc
AGN
$11.5M 1.18%
+64,505
New +$10.7M
AMAT icon
16
CALL
Applied Materials
AMAT
$398B
$11.1M 1.15%
514,000
+314,000
+157% +$6.95M
T icon
17
PUT
AT&T
T
$159B
$10.6M 1.09%
397,200
+294,325
+286% +$7.83M
AGN
18
PUT
DELISTED
Allergan Inc
AGN
$8.91M 0.92%
50,000
-49,900
-50% -$8.29M
ADVM
19
DELISTED
Adverum Biotechnologies
ADVM
$8.5M 0.88%
+24,867
New +$7.4M
RARE icon
20
Ultragenyx Pharmaceutical
RARE
$2.56B
$8.43M 0.87%
148,932
+8,595
+6% +$432K
TMUS icon
21
T-Mobile US
TMUS
$186B
$8.12M 0.84%
281,102
+201,162
+252% +$6.19M
EPB
22
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$7.74M 0.8%
+192,636
New +$7.37M
KMI icon
23
CALL
Kinder Morgan
KMI
$70.5B
$6.54M 0.67%
+170,500
New +$6.48M
SHPG
24
DELISTED
Shire pic
SHPG
$6.04M 0.62%
23,295
+17,730
+319% +$4.4M
TWTC
25
DELISTED
TW TELECOM INC CL A COM
TWTC
$6.01M 0.62%
+144,532
New +$5.88M
1
2 3 4 5

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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.