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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$1.26B
Cap. Flow
-$590M
Cap. Flow %
-53.94%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
DBX icon
Dropbox
DBX
+$454M
2
XL
XL Group Ltd.
XL
+$101M
3
ANDV
Andeavor
ANDV
+$60.9M
4
DCT
DCT Industrial Trust Inc.
DCT
+$59.7M
5
SHPG
Shire pic
SHPG
+$53.2M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Miscellaneous 14.58%
3 Industrials 12.51%
4 Healthcare 11.88%
5 Financials 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
1
DELISTED
Rockwell Collins
COL
$78.7M 7.19%
559,968
+193,994
+53% +$26.7M
AET
2
DELISTED
Aetna Inc
AET
$58.5M 5.35%
288,592
+109,765
+61% +$21.5M
CA
3
DELISTED
CA, Inc.
CA
$45.2M 4.13%
+1,024,715
New +$44.2M
ORBK
4
DELISTED
Orbotech Ltd
ORBK
$33.7M 3.08%
566,995
+159,353
+39% +$9.96M
IDTI
5
DELISTED
Integrated Device Technology I
IDTI
$31.3M 2.86%
+665,274
New +$25.7M
FCE.A
6
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$27.1M 2.48%
1,079,755
+956,645
+777% +$23.3M
TLRY icon
7
Tilray
TLRY
$570M
$24.3M 2.22%
+16,906
New +$10.9M
KZR
8
DELISTED
Kezar Life Sciences
KZR
$23.7M 2.16%
110,609
+5,367
+5% +$937K
KMG
9
DELISTED
KMG Chemicals Inc
KMG
$20.9M 1.91%
+276,214
New +$20.6M
BMS
10
DELISTED
Bemis
BMS
$19.3M 1.77%
+397,839
New +$18.8M
ESRX
11
DELISTED
Express Scripts Holding Company
ESRX
$18.8M 1.72%
197,987
-8,118
-4% -$692K
TFCFA
12
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$18.5M 1.69%
398,281
+310,840
+355% +$14.2M
TFCF
13
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$16.9M 1.54%
+367,905
New +$16.7M
DNB
14
DELISTED
Dun & Bradstreet
DNB
$16.6M 1.51%
+116,220
New +$15.8M
AMZN icon
15
Amazon
AMZN
$2.73T
$15.6M 1.42%
155,400
-44,860
-22% -$4.22M
SMFG icon
16
Sumitomo Mitsui Financial
SMFG
$172B
$15.2M 1.39%
+1,897,000
New +$15M
SPAQ.U
17
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$13.5M 1.23%
+1,328,780
New +$13.4M
LSXMA
18
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$13.3M 1.22%
424,871
-43,550
-9% -$1.46M
SHPG
19
DELISTED
Shire pic
SHPG
$13M 1.19%
71,633
-307,589
-81% -$53.2M
CVG
20
DELISTED
Convergys
CVG
$12.6M 1.15%
+529,809
New +$13.1M
ATVI
21
DELISTED
Activision Blizzard
ATVI
$12.5M 1.15%
+150,678
New +$11.4M
SPOT icon
22
Spotify
SPOT
$114B
$12M 1.1%
66,407
+24,925
+60% +$4.57M
DIS icon
23
Walt Disney
DIS
$188B
$11.5M 1.05%
98,492
+72,736
+282% +$8.1M
VEACU
24
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
$10.6M 0.97%
1,001,000
-10,308
-1% -$108K
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$10.5M 0.96%
36,070
-9,152
-20% -$2.61M
1
2 3 4 5

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CAM
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LC
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LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, down 54% from $2.36B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc withdrew a net $590M in Q3 2018, closing 218 positions and reducing 134 holdings. Its most notable exit was Dropbox, an estimated $454M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 26% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Cowen Inc opened a new position in CA, Inc. worth $45.2M.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited Dropbox in Q3 2018, selling an estimated $454M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value fell 54% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.