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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$97.4M 14.38%
430,482
-75,774
-15% -$16.8M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$56.1M 8.28%
334,000
+324,000
+3,240% +$54.3M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.8B
$42.3M 6.24%
490,237
-62,571
-11% -$5.43M
ONXX
4
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$30.2M 4.46%
+242,500
New +$30.7M
LIFE
5
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$30M 4.42%
400,268
+38,040
+11% +$2.84M
SFD
6
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
$26.7M 3.94%
1,167,000
+892,200
+325% +$29.9M
ONXX
7
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$21.1M 3.11%
+168,961
New +$21.4M
NYX
8
DELISTED
NYSE EURONEXT INC
NYX
$17.4M 2.57%
414,314
+290,928
+236% +$12.2M
BKLN icon
9
Invesco Senior Loan ETF
BKLN
$6.97B
$15.8M 2.33%
639,283
-393,317
-38% -$9.76M
HAL icon
10
CALL
Halliburton
HAL
$26.4B
$14.5M 2.13%
300,300
-29,700
-9% -$1.39M
NE
11
CALL
DELISTED
Noble Corporation
NE
$14.1M 2.09%
+428,542
New +$14.6M
DELL
12
DELISTED
DELL INC
DELL
$13.3M 1.96%
965,600
+134,904
+16% +$1.83M
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$13M 1.92%
324,110
-101,443
-24% -$4.01M
ELN
14
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$11.2M 1.66%
720,018
+439,218
+156% +$6.62M
SLM icon
15
CALL
SLM Corp
SLM
$4.86B
$9.18M 1.35%
1,031,343
+708,734
+220% +$6.19M
LYB icon
16
CALL
LyondellBasell Industries
LYB
$19.5B
$7.66M 1.13%
104,600
+76,900
+278% +$5.35M
LEAP
17
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$7.33M 1.08%
+463,800
New +$6.91M
PRGO icon
18
CALL
Perrigo
PRGO
$1.43B
$6.83M 1.01%
+55,400
New +$6.91M
GCOM
19
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
$6.56M 0.97%
+468,015
New +$6.6M
LPS
20
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$6.29M 0.93%
189,105
+91,766
+94% +$2.98M
NVE
21
DELISTED
NV ENERGY, INC
NVE
$5.84M 0.86%
247,180
-466,970
-65% -$11M
MOLXA
22
DELISTED
MOLEX INC CL-A
MOLXA
$5.72M 0.84%
+149,325
New +$5.72M
COWN
23
DELISTED
Cowen Inc. Class A Common Stock
COWN
$5.48M 0.81%
398,573
+13,587
+4% +$181K
ASTX
24
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$5.34M 0.79%
+628,972
New +$3.98M
LIFE
25
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$5.15M 0.76%
68,800
-50,000
-42% -$3.73M
1
2 3 4 5

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.