CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIG.U
151
DELISTED
GigCapital, Inc.
GIG.U
$996K 0.07%
90,592
-14,940
TH icon
152
Target Hospitality
TH
$791M
$958K 0.07%
+105,314
ANDAU
153
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$947K 0.07%
92,157
-4,679
SMTA
154
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$944K 0.07%
+113,220
HCACU
155
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$937K 0.07%
90,053
-54,923
T icon
156
AT&T
T
$183B
$898K 0.06%
35,483
-96,917
VVNT
157
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$895K 0.06%
+87,716
VRT icon
158
Vertiv
VRT
$68.5B
$840K 0.06%
+82,888
NMR icon
159
Nomura Holdings
NMR
$22.4B
$834K 0.06%
235,000
CCH.U
160
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$795K 0.06%
75,000
-96,385
DFBHU
161
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$671K 0.05%
+64,500
AVYA
162
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$655K 0.05%
55,000
AGBAU
163
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
$645K 0.05%
+64,324
ACTTU
164
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$643K 0.05%
+63,555
HSACU
165
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
$639K 0.05%
+60,300
GOEV
166
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$632K 0.05%
+139
MNCLU
167
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$610K 0.04%
+59,248
TKKSU
168
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$598K 0.04%
+58,162
AMD icon
169
Advanced Micro Devices
AMD
$358B
$547K 0.04%
18,000
ALGR
170
DELISTED
Allegro Merger Corp
ALGR
$546K 0.04%
+54,529
CZR icon
171
Caesars Entertainment
CZR
$4.73B
$545K 0.04%
+11,838
RWGE.U
172
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$523K 0.04%
+49,908
LBRDA icon
173
Liberty Broadband Class A
LBRDA
$6.5B
$514K 0.04%
+5,000
RHI icon
174
Robert Half
RHI
$2.78B
$513K 0.04%
+9,000
TPB icon
175
Turning Point Brands
TPB
$1.89B
$511K 0.04%
+10,424
5 6
7
8 9