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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
351
CALL
DELISTED
Pinnacle Foods, Inc.
PF
– –
-103,500
Closed -$3.4M
PRKR
352
CALL
DELISTED
Parkervision Inc
PRKR
– –
-2,550
Closed -$38K
OA
353
CALL
DELISTED
Orbital ATK, Inc.
OA
– –
-80,000
Closed -$10.7M
WAC
354
DELISTED
Walter Investment Mgt Corp
WAC
– –
-11,335
Closed -$338K
CEMP
355
DELISTED
Cempra, Inc.
CEMP
– –
-23,100
Closed -$248K
TMH
356
CALL
DELISTED
Team Health Holdings Inc
TMH
– –
-5,000
Closed -$250K
BIN
357
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-149,577
Closed -$3.84M
CNL
358
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-11,042
Closed -$651K
MW
359
CALL
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-63,400
Closed -$3.54M
DYAX
360
DELISTED
DYAX CORPORATION
DYAX
– –
-15,000
Closed -$144K
WX
361
CALL
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-61,600
Closed -$2.02M
CTRX
362
CALL
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-56,000
Closed -$2.47M
CTRX
363
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-2,500
Closed -$110K
SLXP
364
PUT
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-11,500
Closed -$1.42M
SWS
365
DELISTED
SWS GROUP INC
SWS
– –
-124,970
Closed -$910K
URS
366
DELISTED
URS CORP
URS
– –
-57,497
Closed -$2.64M
ITMN
367
CALL
DELISTED
INTERMUNE INC
ITMN
– –
-16,200
Closed -$715K
ITMN
368
DELISTED
INTERMUNE INC
ITMN
– –
-10,200
Closed -$450K
SUSS
369
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-208,006
Closed -$16.8M
HSH
370
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-188,700
Closed -$11.8M
HSH
371
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-97,189
Closed -$6.05M
UNS
372
DELISTED
UNS ENERGY CORP COM
UNS
– –
-86,673
Closed -$5.24M
QCOR
373
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-178,500
Closed -$16.5M
QCOR
374
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-48,259
Closed -$4.46M
QCOR
375
PUT
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-54,400
Closed -$5.03M
12 13 14
15
16

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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.