CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BANC icon
326
Banc of California
BANC
$3.24B
– –
0
BBY icon
327
Best Buy
BBY
$14.3B
– –
0
BFH icon
328
Bread Financial
BFH
$3.22B
– –
0
BYND icon
329
Beyond Meat
BYND
$472M
– –
0
PXD
330
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-5,850
MRTX
331
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
0
LTHM
332
DELISTED
Livent Corporation
LTHM
– –
0
SGEN
333
DELISTED
Seagen Inc. Common Stock
SGEN
– –
0
ICPT
334
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
DMS
335
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-1,363
PTLA
336
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
0
ARYAW
337
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-34,156
CHK
338
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1,334
WRLSW
339
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-52,000
CTST
340
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-20,000
EDTXW
341
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-15,300
WCG
342
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-16,802
MDR
343
DELISTED
McDermott International
MDR
– –
-52,500
AAPL icon
344
Apple
AAPL
$3.8T
– –
-18,776
ABBV icon
345
AbbVie
ABBV
$383B
– –
-10,750
ADM icon
346
Archer Daniels Midland
ADM
$32B
– –
0
ADN
347
DELISTED
Advent Technologies
ADN
– –
-7,798
AGIO icon
348
Agios Pharmaceuticals
AGIO
$1.62B
– –
0
AHCO icon
349
AdaptHealth
AHCO
$1.44B
– –
-31,300
AMAT icon
350
Applied Materials
AMAT
$253B
– –
0
12 13
14
15 16