CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$322M
2
+$63.1M
3
+$60.4M
4
BNS icon
Scotiabank
BNS
+$53.4M
5
DATA
Tableau Software, Inc.
DATA
+$50.3M

Top Sells

1
+$79.6M
2
+$53.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$35.7M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPESU
326
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-19,300
FTACW
327
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-80,671
INSUU
328
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-155,200
LXFT
329
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-416,678
ELLI
330
DELISTED
Ellie Mae Inc
ELLI
– –
0
BEL
331
DELISTED
Belmond Ltd.
BEL
– –
0
SCAC
332
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
– –
-1,269,361
FDC
333
DELISTED
First Data Corporation
FDC
– –
-1,306,018
PXD
334
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-5,850
MRTX
335
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
0
LTHM
336
DELISTED
Livent Corporation
LTHM
– –
0
SGEN
337
DELISTED
Seagen Inc. Common Stock
SGEN
– –
0
ICPT
338
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
PTLA
339
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
0
ARYAW
340
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-34,156
CHK
341
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1,334
WRLSW
342
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-52,000
CTST
343
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-20,000
EDTXW
344
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-15,300
ULTI
345
DELISTED
Ultimate Software Group Inc
ULTI
– –
-241,040
CMSSR
346
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-372,171
IDTI
347
DELISTED
Integrated Device Technology I
IDTI
– –
-177,246
ZGNX
348
DELISTED
Zogenix, Inc.
ZGNX
– –
0
TRCO
349
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
0
HUNTW
350
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
– –
-23,830
12 13
14
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