CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+60.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$322M
2
+$63.1M
3
+$60.4M
4
BNS icon
Scotiabank
BNS
+$53.4M
5
DATA
Tableau Software, Inc.
DATA
+$50.3M

Top Sells

1
+$79.6M
2
+$53.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$35.7M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXWL
301
DELISTED
Maxwell Technologies Inc
MXWL
– –
-1,783,094
STL
302
DELISTED
Sterling Bancorp
STL
– –
-51,960
BHVN
303
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
0
ADN
304
DELISTED
Advent Technologies
ADN
– –
-7,798
AGIO icon
305
Agios Pharmaceuticals
AGIO
$1.71B
– –
0
CMCSA icon
306
Comcast
CMCSA
$111B
– –
0
COF icon
307
Capital One
COF
$122B
– –
-5,000
COTY icon
308
Coty
COTY
$2.15B
– –
-648,000
GLD icon
309
SPDR Gold Trust
GLD
$188B
– –
0
GNW icon
310
Genworth Financial
GNW
$3.35B
– –
-824,308
GOOG icon
311
Alphabet (Google) Class C
GOOG
$3.7T
– –
-4,940
HOUS
312
DELISTED
Anywhere Real Estate
HOUS
– –
-11,000
HSBC icon
313
HSBC
HSBC
$308B
– –
-254,646
J icon
314
Jacobs Solutions
J
$16.3B
– –
0
JACK icon
315
Jack in the Box
JACK
$297M
– –
-19,004
NVAX icon
316
Novavax
NVAX
$1.67B
– –
0
NXST icon
317
Nexstar Media Group
NXST
$7.5B
– –
0
OSW icon
318
OneSpaWorld
OSW
$2.15B
– –
-25,098
OVV icon
319
Ovintiv
OVV
$14.7B
– –
0
QURE icon
320
uniQure
QURE
$688M
– –
-4,000
SFIX icon
321
Stitch Fix
SFIX
$436M
– –
-2,250
TDG icon
322
TransDigm Group
TDG
$74.3B
– –
0
TFC icon
323
Truist Financial
TFC
$62.7B
– –
0
TLT icon
324
iShares 20+ Year Treasury Bond ETF
TLT
$44.9B
– –
0
TMUS icon
325
T-Mobile US
TMUS
$236B
– –
0
11 12
13
14 15