CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCIU
301
DELISTED
AMCI Acquisition Corp Unit
AMCIU
– –
-42,700
WPX
302
DELISTED
WPX Energy, Inc.
WPX
– –
0
OPESU
303
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-19,300
FTACW
304
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-80,671
INSUU
305
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-155,200
GRAF.U
306
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
– –
-24,800
DNR
307
DELISTED
Denbury Resources, Inc.
DNR
– –
0
PTLA
308
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
0
ARYAW
309
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-34,156
CHK
310
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1,334
WRLSW
311
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-52,000
CTST
312
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-20,000
EDTXW
313
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-15,300
WCG
314
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-16,802
MDR
315
DELISTED
McDermott International
MDR
– –
-52,500
ARQL
316
DELISTED
Arqule Inc
ARQL
– –
-9,500
NFC.U
317
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– –
-87,735
ONCE
318
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-497,720
AABA
319
DELISTED
Altaba Inc
AABA
– –
-63,300
BID
320
DELISTED
Sotheby's
BID
– –
0
SFLY
321
DELISTED
Shutterfly, Inc.
SFLY
– –
0
BRACU
322
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
– –
-50,000
BKS
323
DELISTED
Barnes & Noble
BKS
– –
0
MGY.WS
324
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-361,568
MTEC
325
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-20,869
11 12
13
14 15