CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.09%
This Quarter Est. Return
1 Year Est. Return
+56.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
+$444M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
476
New
Increased
Reduced
Closed

Top Buys

1
+$63.5M
2
+$61.6M
3
+$58.8M
4
BNS icon
Scotiabank
BNS
+$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$49.3M

Top Sells

1
+$79.6M
2
+$56.7M
3
+$38.8M
4
WP
Worldpay, Inc.
WP
+$36.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AABA
301
DELISTED
Altaba Inc
AABA
– –
-63,300
BID
302
DELISTED
Sotheby's
BID
– –
0
SFLY
303
DELISTED
Shutterfly, Inc.
SFLY
– –
0
BRACU
304
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
– –
-50,000
BKS
305
DELISTED
Barnes & Noble
BKS
– –
0
MGY.WS
306
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-361,568
MTEC
307
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-20,869
LXFT
308
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-416,678
BMS
309
DELISTED
Bemis
BMS
– –
-699,950
OMAD.WS
310
DELISTED
One Madison Corporation
OMAD.WS
– –
-29,485
MXWL
311
DELISTED
Maxwell Technologies Inc
MXWL
– –
-1,783,094
ULTI
312
DELISTED
Ultimate Software Group Inc
ULTI
– –
-241,040
CMSSR
313
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-372,171
ELLI
314
DELISTED
Ellie Mae Inc
ELLI
– –
0
BEL
315
DELISTED
Belmond Ltd.
BEL
– –
0
SCAC
316
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
– –
-1,269,361
IDTI
317
DELISTED
Integrated Device Technology I
IDTI
– –
-177,246
ZGNX
318
DELISTED
Zogenix, Inc.
ZGNX
– –
0
TRCO
319
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
0
HUNTW
320
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
– –
-23,830
FNSR
321
DELISTED
Finisar Corp
FNSR
– –
-155,125
STL
322
DELISTED
Sterling Bancorp
STL
– –
-51,960
BHVN
323
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
0
FDC
324
DELISTED
First Data Corporation
FDC
– –
-1,306,018
TWLVW
325
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-120,212
11 12
13
14 15