Concourse Financial Group Securities’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Concourse Financial Group Securities’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,343	Closed	-$22.9K	–	2392
2023 Q2	$22.8K	Buy	+1,343	New	+$22.5K	﹤0.01%	1400

Other funds holding PREF

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

PCA

Pallas Capital Advisors Braintree, Massachusetts $3.25B AUM 40.07% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Concourse Financial Group Securities's PREF Position: Q3 2023 in Review

Concourse Financial Group Securities sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2023, closing a stake of 1,343 shares — an estimated $22.9K sold.

Concourse Financial Group Securities first reported a position in PREF in Q2 2023 and held it in 1 quarter. The position peaked at $22.8K in Q2 2023. 72 funds tracked by Wall St. Rank hold PREF as of Q3 2023.

Concourse Financial Group Securities reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2023 after selling out during the quarter.
Concourse Financial Group Securities sold 1,343 Principal Spectrum Preferred Securities Active ETF shares in Q3 2023, an estimated $22.9K.
Concourse Financial Group Securities first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2023 and held it in 1 quarter.
Concourse Financial Group Securities's Principal Spectrum Preferred Securities Active ETF position peaked at $22.8K in Q2 2023.
72 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2023.

Based on Concourse Financial Group Securities's 13F filing for Q3 2023, filed 25 Oct 2023.