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Compass Financial Services’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Compass Financial Services’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-5,975
Closed -$112K – 319
2025
Q1 		$112K Sell
5,975
-373
-6% -$6.97K 0.06% 52
2024
Q4 		$118K Buy
+6,348
New +$119K 0.07% 47

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
PC
Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Compass Financial Services's PREF Position: Q2 2025 in Review

Compass Financial Services sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2025, closing a stake of 5,975 shares — an estimated $112K sold.

Compass Financial Services first reported a position in PREF in Q4 2024 and held it in 2 quarters. The position peaked at $118K in Q4 2024. 123 funds tracked by Wall St. Rank hold PREF as of Q2 2025.

  • Compass Financial Services reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2025 after selling out during the quarter.
  • Compass Financial Services sold 5,975 Principal Spectrum Preferred Securities Active ETF shares in Q2 2025, an estimated $112K.
  • Compass Financial Services first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and held it in 2 quarters.
  • Compass Financial Services's Principal Spectrum Preferred Securities Active ETF position peaked at $118K in Q4 2024.
  • 123 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2025.

Based on Compass Financial Services's 13F filing for Q2 2025, filed 8 Aug 2025.