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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
2451
Travel + Leisure Co
TNL
$4.54B
$520K ﹤0.01%
9,547
+216
+2% +$11.8K
BIT icon
2452
BlackRock Multi-Sector Income Trust
BIT
$696M
$519K ﹤0.01%
27,762
+319
+1% +$5.95K
GLOB icon
2453
Globant
GLOB
$1.35B
$517K ﹤0.01%
1,842
-51
-3% -$14K
NJUL icon
2454
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$517K ﹤0.01%
+11,155
New +$521K
BKCC
2455
DELISTED
BlackRock Capital Investment Corporation
BKCC
$517K ﹤0.01%
134,329
-8,817
-6% -$35.3K
INKM icon
2456
State Street Income Allocation ETF
INKM
$72M
$516K ﹤0.01%
14,702
+1,285
+10% +$45.8K
SPHR icon
2457
Sphere Entertainment
SPHR
$4.88B
$516K ﹤0.01%
7,114
+701
+11% +$52.5K
VGM icon
2458
Invesco Trust Investment Grade Municipals
VGM
$549M
$513K ﹤0.01%
37,528
-382
-1% -$5.37K
LMRK
2459
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$513K ﹤0.01%
31,407
+14
+0% +$207
NWBI icon
2460
Northwest Bancshares
NWBI
$2.25B
$511K ﹤0.01%
38,524
+8,322
+28% +$109K
TCOM icon
2461
Trip.com Group
TCOM
$27.5B
$511K ﹤0.01%
16,650
-5,681
-25% -$163K
GTM
2462
ZoomInfo Technologies
GTM
$861M
$510K ﹤0.01%
8,341
+130
+2% +$7.78K
FCT
2463
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$509K ﹤0.01%
41,599
-132,472
-76% -$1.64M
BNE
2464
DELISTED
Blue Horizon BNE ETF
BNE
$508K ﹤0.01%
18,483
-100
-0.5% -$2.85K
AGGY icon
2465
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$507K ﹤0.01%
9,767
+1,002
+11% +$52.7K
FCPI icon
2466
Fidelity Stocks for Inflation ETF
FCPI
$277M
$507K ﹤0.01%
16,598
+8,432
+103% +$261K
KLDW
2467
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$507K ﹤0.01%
10,824
-903
-8% -$43.2K
EBF icon
2468
Ennis
EBF
$546M
$504K ﹤0.01%
26,771
+3,265
+14% +$64.1K
JANT icon
2469
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$60.4M
$504K ﹤0.01%
18,406
-11,012
-37% -$303K
PNFP icon
2470
Pinnacle Financial Partners Inc
PNFP
$15.5B
$503K ﹤0.01%
5,349
+915
+21% +$84.2K
BYM
2471
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$502K ﹤0.01%
32,942
+5,270
+19% +$84.2K
MXI icon
2472
iShares Global Materials ETF
MXI
$338M
$502K ﹤0.01%
5,903
-1,095
-16% -$99.6K
SGDJ icon
2473
Sprott Junior Gold Miners ETF
SGDJ
$272M
$501K ﹤0.01%
13,589
-238
-2% -$9.87K
OZK icon
2474
Bank OZK
OZK
$5.49B
$500K ﹤0.01%
11,653
-656
-5% -$27.3K
SIMO icon
2475
Silicon Motion
SIMO
$9.19B
$499K ﹤0.01%
7,245
+31
+0.4% +$2.19K
97 98
99
100 101

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.