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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCCO icon
2376
Southern Copper
SCCO
$141B
$569K ﹤0.01%
10,935
-198
-2% -$11.5K
SUN icon
2377
Sunoco
SUN
$14.2B
$569K ﹤0.01%
15,261
+2,001
+15% +$74.3K
FIF
2378
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$569K ﹤0.01%
44,639
-7,563
-14% -$99.5K
MUFG icon
2379
Mitsubishi UFJ Financial
MUFG
$258B
$568K ﹤0.01%
95,849
-1,420
-1% -$7.89K
OCTW icon
2380
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$320M
$567K ﹤0.01%
+21,071
New +$566K
SIBN icon
2381
SI-BONE Inc
SIBN
$737M
$565K ﹤0.01%
26,410
– –
JHB
2382
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$565K ﹤0.01%
60,238
-224
-0.4% -$2.1K
BTZ icon
2383
BlackRock Credit Allocation Income Trust
BTZ
$927M
$564K ﹤0.01%
37,234
-1,081
-3% -$16.8K
GLQ
2384
Clough Global Equity Fund
GLQ
$154M
$564K ﹤0.01%
38,561
+25,945
+206% +$395K
DJAN icon
2385
FT Vest US Equity Deep Buffer ETF January
DJAN
$471M
$563K ﹤0.01%
17,805
+929
+6% +$29.5K
TFLO icon
2386
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$563K ﹤0.01%
11,208
-805
-7% -$40.5K
BCSF icon
2387
Bain Capital Specialty
BCSF
$802M
$562K ﹤0.01%
37,936
+155
+0.4% +$2.36K
RYLD icon
2388
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$561K ﹤0.01%
22,550
+870
+4% +$21.9K
CGO
2389
Calamos Global Total Return Fund
CGO
$125M
$560K ﹤0.01%
35,279
-7,661
-18% -$125K
ELD icon
2390
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
$560K ﹤0.01%
17,921
+697
+4% +$22.4K
MATX icon
2391
Matsons
MATX
$6.37B
$560K ﹤0.01%
6,946
+501
+8% +$37.1K
PHDG icon
2392
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
$559K ﹤0.01%
15,651
-386
-2% -$14K
SMTC icon
2393
Semtech
SMTC
$11.7B
$558K ﹤0.01%
7,157
-48
-0.7% -$3.29K
DXJ icon
2394
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$556K ﹤0.01%
8,809
-844
-9% -$52K
BMI icon
2395
Badger Meter
BMI
$3.66B
$555K ﹤0.01%
5,494
+131
+2% +$13.4K
KGRN icon
2396
KraneShares MSCI China Clean Technology Index ETF
KGRN
$52.9M
$555K ﹤0.01%
12,656
+505
+4% +$23.3K
DMO
2397
Western Asset Mortgage Opportunity Fund
DMO
$119M
$552K ﹤0.01%
35,761
+441
+1% +$6.98K
NCA icon
2398
Nuveen California Municipal Value Fund
NCA
$299M
$551K ﹤0.01%
52,272
-4,380
-8% -$46.9K
SWAV
2399
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$551K ﹤0.01%
2,681
-800
-23% -$157K
PGJ icon
2400
Invesco Golden Dragon China ETF
PGJ
$92.8M
$550K ﹤0.01%
13,042
+1,721
+15% +$81.9K
94 95
96
97 98

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.