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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
2351
MarketAxess Holdings
MKTX
$4.15B
$588K ﹤0.01%
1,399
+307
+28% +$141K
MFD
2352
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$588K ﹤0.01%
61,916
-12,837
-17% -$126K
FYC icon
2353
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$587K ﹤0.01%
8,211
-229
-3% -$16.4K
APRT icon
2354
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$47M
$586K ﹤0.01%
20,919
-1,186
-5% -$33.5K
BPRN icon
2355
Princeton Bancorp
BPRN
$278M
$586K ﹤0.01%
+19,626
New +$586K
FEZ icon
2356
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$586K ﹤0.01%
12,945
-1,403
-10% -$66.2K
IYLD icon
2357
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$586K ﹤0.01%
24,478
+1,200
+5% +$29.1K
LAND
2358
Gladstone Land Corp
LAND
$368M
$586K ﹤0.01%
25,775
-5,178
-17% -$121K
HAIN icon
2359
Hain Celestial
HAIN
$47.8M
$585K ﹤0.01%
13,690
-602
-4% -$23.8K
ASH icon
2360
Ashland
ASH
$3.04B
$584K ﹤0.01%
6,560
+311
+5% +$27.3K
CIVB icon
2361
Civista Bancshares
CIVB
$594M
$583K ﹤0.01%
25,114
+72
+0.3% +$1.65K
RESP
2362
DELISTED
WisdomTree U.S. ESG Fund
RESP
$583K ﹤0.01%
12,492
-695
-5% -$33.5K
LDP icon
2363
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$580K ﹤0.01%
21,286
+4,093
+24% +$111K
XLSR icon
2364
State Street US Sector Rotation ETF
XLSR
$996M
$580K ﹤0.01%
13,144
-923
-7% -$42K
WIZ
2365
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
$580K ﹤0.01%
16,698
-429
-3% -$15.4K
SHE icon
2366
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
$579K ﹤0.01%
5,736
+479
+9% +$49.7K
TWO
2367
Two Harbors Investment
TWO
$1.27B
$579K ﹤0.01%
22,857
-2,486
-10% -$65.2K
GAA icon
2368
Cambria Global Asset Allocation ETF
GAA
$72.6M
$578K ﹤0.01%
18,629
+10,831
+139% +$345K
FICO icon
2369
Fair Isaac
FICO
$28.7B
$577K ﹤0.01%
1,451
+252
+21% +$120K
ARW icon
2370
Arrow Electronics
ARW
$10.9B
$576K ﹤0.01%
5,133
+2,352
+85% +$272K
QLTA icon
2371
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$576K ﹤0.01%
10,230
+458
+5% +$26.2K
PLXP
2372
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$575K ﹤0.01%
29,801
+12,778
+75% +$223K
CNBKA
2373
DELISTED
Century Bancorp Inc/Mass
CNBKA
$574K ﹤0.01%
4,984
-435
-8% -$49.8K
GTLS
2374
DELISTED
Chart Industries
GTLS
$570K ﹤0.01%
2,985
+648
+28% +$112K
BMVP icon
2375
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$104M
$569K ﹤0.01%
14,397
-648
-4% -$26.4K
93 94
95
96 97

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.