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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+2.96%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$12.6B
AUM Growth
+$743M
Cap. Flow
+$452M
Cap. Flow %
3.58%
Top 10 Hldgs %
18.27%
Holding
2,365
New
125
Increased
1,161
Reduced
855
Closed
110

Top Buys

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$20.7M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$19M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$17.3M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$17.1M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$16.4M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
2
EMC
EMC CORPORATION
EMC
+$7.7M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$6.43M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$5.71M
5
HMSY
HMS Holdings Corp.
HMSY
+$5.68M

Sector Composition

Rank Sector Weight
1 Financials 6.04%
2 Technology 5.87%
3 Healthcare 5.75%
4 Consumer Staples 5.17%
5 Industrials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMGN
2176
DELISTED
Immunogen Inc
IMGN
$37K ﹤0.01%
13,797
+741
+6% +$2.15K
HGG
2177
DELISTED
hhgregg Inc.
HGG
$37K ﹤0.01%
20,000
– –
DRRX
2178
DELISTED
DURECT Corp
DRRX
$36K ﹤0.01%
2,600
+1,050
+68% +$17.2K
AXAS
2179
DELISTED
Abraxas Petroleum Corp
AXAS
$36K ﹤0.01%
1,059
-135
-11% -$3.67K
INSG icon
2180
Inseego
INSG
$110M
$34K ﹤0.01%
1,101
– –
AT
2181
DELISTED
Atlantic Power Corporation
AT
$34K ﹤0.01%
13,848
-540
-4% -$1.36K
ANTH
2182
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$34K ﹤0.01%
1,362
– –
PRPH
2183
DELISTED
ProPhase Labs
PRPH
$33K ﹤0.01%
1,650
– –
AEY
2184
DELISTED
ADDvantage Technologies Group
AEY
$32K ﹤0.01%
1,822
– –
NAVB
2185
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$31K ﹤0.01%
1,704
– –
ASXC
2186
DELISTED
Asensus Surgical, Inc.
ASXC
$30K ﹤0.01%
1,383
+461
+50% +$8.43K
HGT
2187
DELISTED
Hugoton Royalty Trust
HGT
$29K ﹤0.01%
12,352
+633
+5% +$1.42K
MEMP
2188
DELISTED
Memorial Production Partners LP Common Units
MEMP
$29K ﹤0.01%
16,221
-7,496
-32% -$13.2K
EVOK
2189
DELISTED
Evoke Pharma
EVOK
$27K ﹤0.01%
+84
New +$38.4K
EVEP
2190
DELISTED
EV Energy Partners, L.P.
EVEP
$27K ﹤0.01%
11,165
-2,343
-17% -$5.61K
BLRX
2191
BioLineRX
BLRX
$12.7M
$26K ﹤0.01%
38
– –
CPRX
2192
DELISTED
Catalyst Pharmaceutical
CPRX
$26K ﹤0.01%
24,000
-1,500
-6% -$1.35K
NNVC icon
2193
NanoViricides
NNVC
$35.4M
$25K ﹤0.01%
731
-14
-2% -$464
ROX
2194
DELISTED
Castle Brands, Inc.
ROX
$25K ﹤0.01%
28,500
– –
NWBO
2195
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$25K ﹤0.01%
45,325
+300
+0.7% +$137
ZN
2196
DELISTED
Zion Oil & Gas, Inc.
ZN
$23K ﹤0.01%
16,662
+3,575
+27% +$4.97K
BIOL
2197
DELISTED
Biolase, Inc.
BIOL
$22K ﹤0.01%
1
– –
MTBL
2198
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$21K ﹤0.01%
6,890
– –
IPAS
2199
DELISTED
Ipass Inc Common Stock
IPAS
$20K ﹤0.01%
1,214
-180
-13% -$2.7K
PIOI
2200
DELISTED
Active Power Inc
PIOI
$18K ﹤0.01%
66,453
+4,323
+7% +$1.54K
86 87
88
89 90

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Commonwealth Equity Services's Q3 2016 Portfolio in Review

As of Q3 2016, Commonwealth Equity Services held 2,365 positions worth $12.6B, up 6.3% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services deployed $452M of net new capital in Q3 2016, opening 125 new positions and adding to 1,161 existing holdings. Its largest new stake was IQ Enhanced Core Bond U.S. ETF: 278,938 shares worth $5.66M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $15M trimmed.

  • Commonwealth Equity Services's largest Q3 2016 buy was IQ Enhanced Core Bond U.S. ETF: 278,938 shares worth $5.66M.
  • Commonwealth Equity Services added most to iShares Core High Dividend ETF in Q3 2016, an estimated $20.7M increase.
  • Commonwealth Equity Services's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $15M.
  • Commonwealth Equity Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $7.7M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $12.6B portfolio in Q3 2016.
  • Commonwealth Equity Services opened 125 new positions and closed 110 in Q3 2016.
  • Commonwealth Equity Services's portfolio value rose 6.3% quarter-over-quarter to $12.6B.

Based on Commonwealth Equity Services's 13F filing for Q3 2016, filed 25 Oct 2016.