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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMCO icon
2126
Nuveen Municipal Credit Opportunities Fund
NMCO
$581M
$776K ﹤0.01%
51,383
+11,100
+28% +$174K
VYX icon
2127
NCR Voyix
VYX
$1.13B
$776K ﹤0.01%
32,641
+8,339
+34% +$217K
NXJ
2128
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$774K ﹤0.01%
50,170
+1,286
+3% +$20.1K
BLW icon
2129
BlackRock Limited Duration Income Trust
BLW
$492M
$773K ﹤0.01%
45,249
+9,316
+26% +$160K
LOUP icon
2130
Innovator Deepwater Frontier Tech ETF
LOUP
$205M
$772K ﹤0.01%
15,089
-911
-6% -$47.4K
KL
2131
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$771K ﹤0.01%
18,550
-2,504
-12% -$102K
CAR icon
2132
Avis
CAR
$5.78B
$770K ﹤0.01%
6,610
-3,695
-36% -$326K
DMB
2133
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$769K ﹤0.01%
49,330
+22,653
+85% +$349K
FAF icon
2134
First American
FAF
$7.79B
$767K ﹤0.01%
11,448
+163
+1% +$10.9K
OTTR icon
2135
Otter Tail
OTTR
$3.87B
$767K ﹤0.01%
13,703
-764
-5% -$40.5K
GIB icon
2136
CGI
GIB
$14.5B
$766K ﹤0.01%
9,041
-569
-6% -$51.2K
BOCT icon
2137
Innovator US Equity Buffer ETF October
BOCT
$283M
$764K ﹤0.01%
23,403
+3,010
+15% +$97.8K
TRPA
2138
Hartford AAA CLO ETF
TRPA
$103M
$763K ﹤0.01%
+18,645
New +$765K
AVNW icon
2139
Aviat Networks
AVNW
$265M
$762K ﹤0.01%
23,198
+1,127
+5% +$39K
INZY
2140
DELISTED
Inozyme Pharma
INZY
$762K ﹤0.01%
65,781
– –
NYT icon
2141
New York Times
NYT
$11.7B
$762K ﹤0.01%
15,468
+488
+3% +$23.1K
IBHB
2142
DELISTED
iShares iBonds 2022 Term High Yield and Income ETF
IBHB
$762K ﹤0.01%
31,495
+2,057
+7% +$49.9K
EOS
2143
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$761K ﹤0.01%
32,785
-768
-2% -$18.4K
RACE icon
2144
Ferrari
RACE
$66.8B
$761K ﹤0.01%
3,643
+173
+5% +$37.1K
TXNM
2145
TXNM Energy Inc
TXNM
$6.44B
$761K ﹤0.01%
15,384
+5,013
+48% +$245K
GLPI icon
2146
Gaming and Leisure Properties
GLPI
$12.8B
$760K ﹤0.01%
16,411
+454
+3% +$21.7K
AVXL icon
2147
Anavex Life Sciences
AVXL
$232M
$759K ﹤0.01%
42,315
+546
+1% +$10.9K
EFAD icon
2148
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$61.7M
$759K ﹤0.01%
16,429
-42,099
-72% -$2.02M
BNDW icon
2149
Vanguard Total World Bond ETF
BNDW
$1.89B
$757K ﹤0.01%
9,480
+2,532
+36% +$204K
AXNX
2150
DELISTED
Axonics, Inc. Common Stock
AXNX
$757K ﹤0.01%
+11,645
New +$795K
84 85
86
87 88

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.