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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
2051
HSBC
HSBC
$357B
$847K ﹤0.01%
32,403
-226
-0.7% -$6.15K
RTH icon
2052
VanEck Retail ETF
RTH
$249M
$847K ﹤0.01%
4,848
+60
+1% +$10.7K
MCY icon
2053
Mercury Insurance
MCY
$6.01B
$846K ﹤0.01%
15,207
-5,426
-26% -$324K
JPI
2054
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$845K ﹤0.01%
34,094
-2,810
-8% -$72.2K
TYG
2055
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$845K ﹤0.01%
31,194
+212
+0.7% +$5.72K
YMAR icon
2056
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$845K ﹤0.01%
41,108
+30,830
+300% +$646K
FMO
2057
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$845K ﹤0.01%
79,431
-2,392
-3% -$26.2K
UPRO icon
2058
ProShares UltraPro S&P 500
UPRO
$5.09B
$844K ﹤0.01%
14,856
-2,824
-16% -$174K
WSFS icon
2059
WSFS Financial
WSFS
$4.14B
$844K ﹤0.01%
16,460
-1,850
-10% -$83.2K
TIPZ icon
2060
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.7M
$843K ﹤0.01%
12,850
-461
-3% -$30.6K
CDL icon
2061
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$405M
$842K ﹤0.01%
14,805
-1,173
-7% -$67.5K
EVA
2062
DELISTED
Enviva Inc.
EVA
$841K ﹤0.01%
15,555
+226
+1% +$12.2K
HMOP icon
2063
Hartford Municipal Opportunities ETF
HMOP
$781M
$840K ﹤0.01%
20,125
-64
-0.3% -$2.7K
KJAN icon
2064
Innovator US Small Cap Power Buffer ETF January
KJAN
$323M
$839K ﹤0.01%
26,950
+115
+0.4% +$3.57K
FFLG icon
2065
Fidelity Fundamental Large Cap Growth ETF
FFLG
$576M
$839K ﹤0.01%
40,287
+24,004
+147% +$515K
CSML
2066
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$839K ﹤0.01%
23,775
+65
+0.3% +$2.27K
PFFA icon
2067
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
$838K ﹤0.01%
33,702
+7,257
+27% +$183K
WAFD icon
2068
WaFd
WAFD
$2.69B
$838K ﹤0.01%
24,437
+9,996
+69% +$325K
AVLR
2069
DELISTED
Avalara, Inc.
AVLR
$838K ﹤0.01%
4,798
+393
+9% +$67.6K
FBC
2070
DELISTED
Flagstar Bancorp, Inc. New
FBC
$837K ﹤0.01%
16,494
+7,363
+81% +$348K
PAA icon
2071
Plains All American Pipeline
PAA
$17.1B
$835K ﹤0.01%
82,187
-971
-1% -$9.64K
DIAX
2072
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$834K ﹤0.01%
49,803
-1,059
-2% -$18.3K
JPME icon
2073
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$466M
$830K ﹤0.01%
9,497
-332
-3% -$29.6K
PCM
2074
PCM Fund
PCM
$69M
$829K ﹤0.01%
73,107
– –
KRA
2075
DELISTED
Kraton Corporation
KRA
$828K ﹤0.01%
18,150
– –
81 82
83
84 85

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.