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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICI icon
2026
VICI Properties
VICI
$29.5B
$881K ﹤0.01%
31,035
-2,604
-8% -$79.4K
FBCV icon
2027
Fidelity Blue Chip Value ETF
FBCV
$172M
$879K ﹤0.01%
31,552
+10,154
+47% +$291K
TYL icon
2028
Tyler Technologies
TYL
$13B
$879K ﹤0.01%
1,918
+74
+4% +$35.3K
GUNR icon
2029
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$876K ﹤0.01%
23,960
-131,944
-85% -$4.92M
EMXC icon
2030
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$875K ﹤0.01%
14,441
+6,637
+85% +$409K
FFIV icon
2031
F5
FFIV
$23B
$873K ﹤0.01%
4,396
+788
+22% +$158K
VSXY
2032
Victoria's Secret
VSXY
$6.78B
$872K ﹤0.01%
+15,783
New +$958K
FAB icon
2033
First Trust Multi Cap Value AlphaDEX Fund
FAB
$163M
$871K ﹤0.01%
12,440
-1,122
-8% -$79.9K
EQC
2034
DELISTED
Equity Commonwealth
EQC
$867K ﹤0.01%
33,381
+564
+2% +$14.8K
RSPU icon
2035
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$866K ﹤0.01%
16,876
+1,288
+8% +$69.5K
FLYT
2036
DELISTED
Direxion Flight to Safety Strategy ETF
FLYT
$862K ﹤0.01%
17,804
-7,575
-30% -$379K
NEOG icon
2037
Neogen
NEOG
$2.03B
$860K ﹤0.01%
19,804
+476
+2% +$20.7K
FSR
2038
DELISTED
Fisker Inc.
FSR
$860K ﹤0.01%
58,759
+8,508
+17% +$128K
PIE icon
2039
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$858K ﹤0.01%
35,314
+1,799
+5% +$46.5K
PULS icon
2040
PGIM Ultra Short Bond ETF
PULS
$17.7B
$858K ﹤0.01%
17,283
+1,226
+8% +$60.9K
WGO icon
2041
Winnebago Industries
WGO
$879M
$858K ﹤0.01%
11,854
-18,598
-61% -$1.3M
SMM
2042
DELISTED
Salient Midstream & MLP Fund
SMM
$856K ﹤0.01%
134,843
-3,750
-3% -$21.7K
IVOG icon
2043
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$855K ﹤0.01%
8,690
-62
-0.7% -$6.24K
YLD icon
2044
Principal Active High Yield ETF
YLD
$570M
$855K ﹤0.01%
40,865
+281
+0.7% +$5.88K
UTHR icon
2045
United Therapeutics
UTHR
$26.3B
$854K ﹤0.01%
4,630
+40
+0.9% +$7.88K
MZTI
2046
The Marzetti Company
MZTI
$2.95B
$853K ﹤0.01%
5,057
+413
+9% +$76.4K
VTHR icon
2047
Vanguard Russell 3000 ETF
VTHR
$4.63B
$852K ﹤0.01%
4,304
-1,433
-25% -$292K
DBEM icon
2048
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
$850K ﹤0.01%
31,306
+695
+2% +$19.3K
ESBA icon
2049
Empire State Realty Series ES
ESBA
$1.56B
$848K ﹤0.01%
84,461
+13,497
+19% +$145K
FDEM icon
2050
Fidelity Emerging Markets Multifactor ETF
FDEM
$565M
$848K ﹤0.01%
32,768
-3,985
-11% -$107K
80 81
82
83 84

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.