We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UJUL icon
2001
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
$907K ﹤0.01%
33,714
+21,304
+172% +$578K
GRNB icon
2002
VanEck Green Bond ETF
GRNB
$184M
$906K ﹤0.01%
33,352
+962
+3% +$26.4K
HTD
2003
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$902K ﹤0.01%
39,459
+307
+0.8% +$7.58K
PACW
2004
DELISTED
PacWest Bancorp
PACW
$901K ﹤0.01%
19,898
+1,561
+9% +$64.7K
EGBN icon
2005
Eagle Bancorp
EGBN
$858M
$898K ﹤0.01%
15,626
+1,471
+10% +$82.4K
FUBO icon
2006
FuboTV Inc
FUBO
$256M
$898K ﹤0.01%
3,125
-1,526
-33% -$500K
NAC icon
2007
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$898K ﹤0.01%
57,282
+126
+0.2% +$2K
CRNC icon
2008
Cerence
CRNC
$375M
$896K ﹤0.01%
9,327
+55
+0.6% +$6K
RHI icon
2009
Robert Half
RHI
$4.07B
$895K ﹤0.01%
8,925
+214
+2% +$20.9K
IPG
2010
DELISTED
Interpublic Group of Companies
IPG
$892K ﹤0.01%
24,325
+1,269
+6% +$45.4K
DNA icon
2011
Ginkgo Bioworks
DNA
$487M
$891K ﹤0.01%
+1,923
New +$936K
LAZ icon
2012
Lazard
LAZ
$4.23B
$890K ﹤0.01%
19,439
-246
-1% -$11.5K
TTWO icon
2013
Take-Two Interactive
TTWO
$45.3B
$890K ﹤0.01%
5,777
+636
+12% +$103K
CASY icon
2014
Casey's General Stores
CASY
$31.6B
$889K ﹤0.01%
4,721
-215
-4% -$42.2K
SBSW icon
2015
Sibanye-Stillwater
SBSW
$6.05B
$889K ﹤0.01%
72,094
+10,324
+17% +$161K
TGRW icon
2016
T. Rowe Price Growth Stock ETF
TGRW
$973M
$889K ﹤0.01%
27,552
+801
+3% +$26.8K
BTO
2017
John Hancock Financial Opportunities Fund
BTO
$805M
$887K ﹤0.01%
20,870
+979
+5% +$39.6K
DIVS icon
2018
Guinness Atkinson Dividend Builder ETF
DIVS
$40.3M
$887K ﹤0.01%
35,413
+4,129
+13% +$107K
ROM icon
2019
ProShares Ultra Technology
ROM
$1.11B
$887K ﹤0.01%
17,856
– –
RPAR icon
2020
RPAR Risk Parity ETF
RPAR
$573M
$886K ﹤0.01%
36,677
+5,796
+19% +$144K
OPP
2021
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$884K ﹤0.01%
61,448
+29,867
+95% +$461K
TECK icon
2022
Teck Resources
TECK
$29.3B
$883K ﹤0.01%
35,453
-584
-2% -$13.4K
PNOV icon
2023
Innovator US Equity Power Buffer ETF November
PNOV
$880M
$882K ﹤0.01%
28,959
-984
-3% -$29.9K
KNTK icon
2024
Kinetik
KNTK
$3.59B
$881K ﹤0.01%
25,538
+1,342
+6% +$44.1K
OGIG icon
2025
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
$881K ﹤0.01%
16,639
-810
-5% -$44.8K
79 80
81
82 83

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.