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Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
+13.9%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$33.2B
AUM Growth
+$3.96B
(+14%)
Cap. Flow
+$337M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
3,324
New
278
Increased
1,552
Reduced
1,272
Closed
127
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$39.8M |
| 2 |
Schwab US Dividend Equity ETF
SCHD
|
+$39.2M |
| 3 |
ARK Innovation ETF
ARKK
|
+$29.7M |
| 4 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$24.7M |
| 5 |
FT Vest US Equity Buffer ETF November
FNOV
|
+$20.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$40.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$31.3M |
| 3 |
FT Vest US Equity Deep Buffer ETF February
DFEB
|
+$28.8M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$26.3M |
| 5 |
SPDR Gold Trust
GLD
|
+$26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.27% |
| 2 | Financials | 5.4% |
| 3 | Consumer Discretionary | 5.25% |
| 4 | Healthcare | 4.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Alcoa
AA
$11.7B
| $619K | ﹤0.01% |
26,888
+3
| +0% | +$52 |
|
2002
AdaptHealth
AHCO
$1.5B
| $618K | ﹤0.01% |
16,456
+5,456
| +50% | +$169K |
|
2003
Federal Realty Investment Trust
FRT
$11B
| $617K | ﹤0.01% |
7,251
+1,109
| +18% | +$92.3K |
|
|
PCM
2004
PCM Fund
PCM
$68.7M
| $617K | ﹤0.01% |
57,557
| – | – |
|
|
ZEN
2005
DELISTED
ZENDESK INC
ZEN
| $617K | ﹤0.01% |
4,315
+467
| +12% | +$57.9K |
|
|
BTO
2006
John Hancock Financial Opportunities Fund
BTO
$820M
| $616K | ﹤0.01% |
20,297
-2,476
| -11% | -$64.9K |
|
2007
Spire
SR
$4.94B
| $616K | ﹤0.01% |
9,632
-753
| -7% | -$45.9K |
|
2008
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
| $615K | ﹤0.01% |
12,232
-1,441
| -11% | -$72.5K |
|
2009
Banner Corp
BANR
$2.39B
| $614K | ﹤0.01% |
13,189
| – | – |
|
|
BGB
2010
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
| $614K | ﹤0.01% |
49,249
+5,221
| +12% | +$64.1K |
|
2011
Otter Tail
OTTR
$3.93B
| $614K | ﹤0.01% |
14,426
+368
| +3% | +$15K |
|
|
SPWR
2012
DELISTED
SunPower Corporation Common Stock
SPWR
| $614K | ﹤0.01% |
23,966
-5,599
| -19% | -$113K |
|
2013
First Trust Dow 30 Equal Weight ETF
EDOW
$317M
| $612K | ﹤0.01% |
22,555
+689
| +3% | +$17.7K |
|
2014
ESCO Technologies
ESE
$8.19B
| $612K | ﹤0.01% |
5,931
+352
| +6% | +$33.2K |
|
|
AUY
2015
DELISTED
Yamana Gold, Inc.
AUY
| $612K | ﹤0.01% |
107,292
+10,480
| +11% | +$59K |
|
2016
Boston Properties
BXP
$11.1B
| $611K | ﹤0.01% |
6,471
-617
| -9% | -$55.1K |
|
2017
Costamare
CMRE
$1.86B
| $611K | ﹤0.01% |
73,850
+17,649
| +31% | +$123K |
|
|
TYG
2018
Tortoise Energy Infrastructure Corp
TYG
$1.1B
| $609K | ﹤0.01% |
30,312
-926
| -3% | -$16.8K |
|
2019
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $607K | ﹤0.01% |
18,388
+4,099
| +29% | +$136K |
|
2020
HF Sinclair
DINO
$16.1B
| $606K | ﹤0.01% |
23,464
-1,032
| -4% | -$23.4K |
|
2021
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
| $605K | ﹤0.01% |
31,753
-17,833
| -36% | -$373K |
|
2022
Nutanix
NTNX
$15.9B
| $605K | ﹤0.01% |
19,000
+3,896
| +26% | +$106K |
|
2023
Oxford Square Capital
OXSQ
$147M
| $605K | ﹤0.01% |
198,581
-4,377
| -2% | -$12.4K |
|
2024
PGIM Ultra Short Bond ETF
PULS
$17.7B
| $605K | ﹤0.01% |
12,151
-14,845
| -55% | -$741K |
|
2025
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$385M
| $603K | ﹤0.01% |
10,995
-8,480
| -44% | -$431K |
|
Similar funds
BC
Commonwealth Equity Services's Q4 2020 Portfolio in Review
As of Q4 2020, Commonwealth Equity Services held 3,324 positions worth $33.2B, up 14% from $29.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Commonwealth Equity Services's Q4 2020 filing shows 278 new, 1,552 increased, 1,272 reduced and 127 closed positions. Its largest new stake was ProShares Short QQQ: 71,462 shares worth $5.15M. The largest sale was iShares S&P 500 Growth ETF, an estimated $40.3M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.
- Commonwealth Equity Services's largest Q4 2020 buy was ProShares Short QQQ: 71,462 shares worth $5.15M.
- Commonwealth Equity Services added most to iShares Core Dividend Growth ETF in Q4 2020, an estimated $39.8M increase.
- Commonwealth Equity Services's biggest Q4 2020 reduction was iShares S&P 500 Growth ETF, cutting an estimated $40.3M.
- Commonwealth Equity Services fully exited Dunkin' Brands Group, Inc. in Q4 2020, selling an estimated $14.1M.
- Commonwealth Equity Services's ten largest holdings make up 19% of its $33.2B portfolio in Q4 2020.
- Commonwealth Equity Services opened 278 new positions and closed 127 in Q4 2020.
- Commonwealth Equity Services's portfolio value rose 14% quarter-over-quarter to $33.2B.
Based on Commonwealth Equity Services's 13F filing for Q4 2020, filed 11 Feb 2021.