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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$26.3B
AUM Growth
+$2.84B
Cap. Flow
+$1.22B
Cap. Flow %
4.63%
Top 10 Hldgs %
17.1%
Holding
3,009
New
172
Increased
1,653
Reduced
960
Closed
126

Sector Composition

Rank Sector Weight
1 Technology 8.1%
2 Financials 6.17%
3 Healthcare 4.86%
4 Communication Services 3.82%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SWAN icon
2001
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$158M
$446K ﹤0.01%
+15,555
New +$448K
IEX icon
2002
IDEX
IEX
$16.5B
$445K ﹤0.01%
2,588
+252
+11% +$40.8K
PAUG icon
2003
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$445K ﹤0.01%
17,279
-973
-5% -$24.8K
PDN icon
2004
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$445K ﹤0.01%
13,938
-1,089
-7% -$33.6K
HDGE icon
2005
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.2M
$442K ﹤0.01%
8,250
-10,372
-56% -$626K
NUMV icon
2006
Nuveen ESG Mid-Cap Value ETF
NUMV
$445M
$442K ﹤0.01%
14,633
+3,260
+29% +$97.3K
HYXF icon
2007
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$203M
$441K ﹤0.01%
8,438
+284
+3% +$14.7K
OUSM icon
2008
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$441K ﹤0.01%
14,919
+55
+0.4% +$1.57K
NXP icon
2009
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$437K ﹤0.01%
26,620
+1,666
+7% +$27.1K
ATR icon
2010
AptarGroup
ATR
$8.45B
$436K ﹤0.01%
3,778
-937
-20% -$107K
CLH icon
2011
Clean Harbors
CLH
$16.1B
$436K ﹤0.01%
5,093
+143
+3% +$11.6K
ACA icon
2012
Arcosa
ACA
$7.12B
$435K ﹤0.01%
9,776
-1,066
-10% -$41K
PBW icon
2013
Invesco WilderHill Clean Energy ETF
PBW
$390M
$434K ﹤0.01%
12,694
+53
+0.4% +$1.62K
LSXMA
2014
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$434K ﹤0.01%
12,438
-9,019
-42% -$298K
AIMT
2015
DELISTED
Aimmune Therapeutics
AIMT
$434K ﹤0.01%
12,982
+1,562
+14% +$43.7K
LK
2016
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$434K ﹤0.01%
+11,045
New +$279K
FRPT icon
2017
Freshpet
FRPT
$2.83B
$432K ﹤0.01%
7,326
+420
+6% +$22.4K
GNMA icon
2018
iShares GNMA Bond ETF
GNMA
$422M
$432K ﹤0.01%
8,622
+105
+1% +$5.27K
FFBW
2019
DELISTED
FFBW, Inc. Common Stock
FFBW
$432K ﹤0.01%
43,907
FND icon
2020
Floor & Decor
FND
$5.81B
$431K ﹤0.01%
8,497
-230
-3% -$10.8K
VAC icon
2021
Marriott Vacations Worldwide
VAC
$3.24B
$431K ﹤0.01%
3,352
+25
+0.8% +$2.93K
OMFL icon
2022
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$430K ﹤0.01%
12,868
+217
+2% +$6.95K
LDSF icon
2023
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$429K ﹤0.01%
20,969
+998
+5% +$20.5K
DXC icon
2024
DXC Technology
DXC
$1.63B
$428K ﹤0.01%
11,387
-2,019
-15% -$65.9K
FLTR icon
2025
VanEck IG Floating Rate ETF
FLTR
$2.93B
$427K ﹤0.01%
16,879
-621
-4% -$15.7K

Similar funds

Commonwealth Equity Services's Q4 2019 Portfolio in Review

As of Q4 2019, Commonwealth Equity Services held 3,009 positions worth $26.3B, up 12% from $23.4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Commonwealth Equity Services deployed $1.22B of net new capital in Q4 2019, opening 172 new positions and adding to 1,653 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 10-20 Year Treasury Bond ETF, an estimated $20.5M trimmed.

  • Commonwealth Equity Services's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.
  • Commonwealth Equity Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $48.6M increase.
  • Commonwealth Equity Services's biggest Q4 2019 reduction was iShares 10-20 Year Treasury Bond ETF, cutting an estimated $20.5M.
  • Commonwealth Equity Services fully exited Celgene Corp in Q4 2019, selling an estimated $13.7M.
  • Commonwealth Equity Services's ten largest holdings make up 17% of its $26.3B portfolio in Q4 2019.
  • Commonwealth Equity Services opened 172 new positions and closed 126 in Q4 2019.
  • Commonwealth Equity Services's portfolio value rose 12% quarter-over-quarter to $26.3B.

Based on Commonwealth Equity Services's 13F filing for Q4 2019, filed 5 Feb 2020.