We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$10.6B
AUM Growth
+$1.06B
Cap. Flow
+$692M
Cap. Flow %
6.55%
Top 10 Hldgs %
18.75%
Holding
2,309
New
166
Increased
1,157
Reduced
777
Closed
115

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$26.9M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$24.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$22.6M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.3M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$17.1M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$23.3M
2
NUAN
Nuance Communications, Inc.
NUAN
+$10.3M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.33M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.25M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 6.62%
2 Healthcare 6.21%
3 Technology 5.83%
4 Consumer Staples 5.41%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIM icon
2001
Nuveen Select Maturities Municipal Fund
NIM
$117M
$119K ﹤0.01%
11,590
-1,183
-9% -$12K
ARRY
2002
DELISTED
Array Biopharma Inc
ARRY
$118K ﹤0.01%
27,980
-2,000
-7% -$9.13K
JMLP
2003
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$117K ﹤0.01%
16,811
+2,251
+15% +$20.1K
VALE icon
2004
Vale
VALE
$62.9B
$113K ﹤0.01%
34,199
+2,360
+7% +$9.42K
EHI
2005
Western Asset Global High Income Fund
EHI
$175M
$112K ﹤0.01%
12,845
+79
+0.6% +$718
OCSL icon
2006
Oaktree Specialty Lending
OCSL
$1.03B
$112K ﹤0.01%
5,870
-1,047
-15% -$19.3K
DWAT
2007
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$111K ﹤0.01%
+11,200
New +$111K
NML
2008
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$111K ﹤0.01%
13,558
+2,439
+22% +$26.6K
TOO
2009
DELISTED
Teekay Offshore Partners L.P.
TOO
$111K ﹤0.01%
+17,143
New +$216K
PCM
2010
PCM Fund
PCM
$69M
$110K ﹤0.01%
+11,919
New +$113K
RING icon
2011
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$110K ﹤0.01%
10,059
-1,923
-16% -$21.9K
GGT
2012
Gabelli Multimedia Trust
GGT
$170M
$109K ﹤0.01%
14,803
+1,020
+7% +$7.99K
MDXG icon
2013
MiMedx Group
MDXG
$626M
$109K ﹤0.01%
+11,623
New +$101K
OXSQ icon
2014
Oxford Square Capital
OXSQ
$151M
$108K ﹤0.01%
17,775
+600
+3% +$3.92K
WIA
2015
Western Asset Inflation-Linked Income Fund
WIA
$185M
$108K ﹤0.01%
+10,215
New +$109K
HL icon
2016
Hecla Mining
HL
$10.2B
$107K ﹤0.01%
56,395
-4,418
-7% -$9.18K
JE
2017
DELISTED
Just Energy Group Inc
JE
$107K ﹤0.01%
454
-64
-12% -$14.8K
INB
2018
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$107K ﹤0.01%
11,265
-2,169
-16% -$21.6K
FUND
2019
Sprott Focus Trust
FUND
$293M
$106K ﹤0.01%
18,298
-28
-0.2% -$170
LXP icon
2020
LXP Industrial Trust
LXP
$3.53B
$106K ﹤0.01%
2,645
+119
+5% +$5.05K
WPX
2021
DELISTED
WPX Energy, Inc.
WPX
$106K ﹤0.01%
+18,496
New +$137K
PBR icon
2022
Petrobras
PBR
$121B
$105K ﹤0.01%
24,513
-863
-3% -$4.2K
SDRL
2023
DELISTED
Seadrill Limited Common Stock
SDRL
$105K ﹤0.01%
116
-56
-33% -$87.8K
BRCD
2024
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$105K ﹤0.01%
11,452
+177
+2% +$1.74K
ELNK
2025
DELISTED
EarthLink Holdings Corp.
ELNK
$104K ﹤0.01%
14,004
-5,581
-28% -$46.9K
79 80
81
82 83

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q4 2015 Portfolio in Review

As of Q4 2015, Commonwealth Equity Services held 2,309 positions worth $10.6B, up 11% from $9.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services deployed $692M of net new capital in Q4 2015, opening 166 new positions and adding to 1,157 existing holdings. Its largest new stake was Alphabet (Google) Class A: 726,260 shares worth $28.3M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $23.3M trimmed.

  • Commonwealth Equity Services's largest Q4 2015 buy was Alphabet (Google) Class A: 726,260 shares worth $28.3M.
  • Commonwealth Equity Services added most to iShares Russell 1000 Value ETF in Q4 2015, an estimated $24.3M increase.
  • Commonwealth Equity Services's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $23.3M.
  • Commonwealth Equity Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $3.19M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $10.6B portfolio in Q4 2015.
  • Commonwealth Equity Services opened 166 new positions and closed 115 in Q4 2015.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $10.6B.

Based on Commonwealth Equity Services's 13F filing for Q4 2015, filed 19 Jan 2016.