Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $75.7B
1-Year Return 17%
This Quarter Return
-0.84%
1 Year Return
+17%
3 Year Return
+64.32%
5 Year Return
+107.58%
10 Year Return
+207.41%
AUM
$10.1B
AUM Growth
+$430M
Cap. Flow
+$550M
Cap. Flow %
5.47%
Top 10 Hldgs %
18.45%
Holding
2,298
New
116
Increased
1,202
Reduced
773
Closed
106

Top Buys

1
VSS icon
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$25.1M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
$24.7M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$22.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
$17M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$15.1M

Top Sells

1
IYR icon
iShares US Real Estate ETF
IYR
$7.19M
2
XHR
Xenia Hotels & Resorts
XHR
$6.9M
3
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$6.72M
4
NUAN
Nuance Communications, Inc.
NUAN
$6.66M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$5.1M

Sector Composition

1 Financials 6.84%
2 Technology 6.24%
3 Healthcare 6.07%
4 Energy 5.07%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCA
2001
DELISTED
MFS California Municipal Fund
CCA
$152K ﹤0.01%
14,157
– –
NPV icon
2002
Nuveen Virginia Quality Municipal Income Fund
NPV
$210M
$151K ﹤0.01%
11,259
+15
+0.1% +$201
BKT icon
2003
BlackRock Income Trust
BKT
$286M
$149K ﹤0.01%
7,841
+225
+3% +$4.28K
ALOT icon
2004
AstroNova
ALOT
$86.6M
$148K ﹤0.01%
10,310
– –
PGH
2005
DELISTED
Pengrowth Energy Corporation
PGH
$148K ﹤0.01%
59,288
-6,573
-10% -$16.4K
INB
2006
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$147K ﹤0.01%
12,885
+120
+0.9% +$1.37K
OXLC
2007
Oxford Lane Capital
OXLC
$1.75B
$146K ﹤0.01%
+10,259
New +$146K
AF
2008
DELISTED
Astoria Financial Corporation
AF
$146K ﹤0.01%
10,556
-893
-8% -$12.4K
CRC
2009
DELISTED
California Resources Corporation
CRC
$146K ﹤0.01%
2,425
-163
-6% -$9.81K
AWP
2010
abrdn Global Premier Properties Fund
AWP
$347M
$145K ﹤0.01%
22,474
-309
-1% -$1.99K
CPRX icon
2011
Catalyst Pharmaceutical
CPRX
$2.48B
$145K ﹤0.01%
35,100
+24,100
+219% +$99.6K
WIW
2012
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$145K ﹤0.01%
12,998
-4,292
-25% -$47.9K
EXEL icon
2013
Exelixis
EXEL
$10.2B
$144K ﹤0.01%
38,236
-950
-2% -$3.58K
ITUB icon
2014
Itaú Unibanco
ITUB
$76.6B
$144K ﹤0.01%
+31,945
New +$144K
IPWR icon
2015
Ideal Power
IPWR
$43.4M
$143K ﹤0.01%
+1,710
New +$143K
HL icon
2016
Hecla Mining
HL
$6.04B
$142K ﹤0.01%
54,074
+782
+1% +$2.05K
MPA icon
2017
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$142M
$142K ﹤0.01%
10,600
– –
NQP icon
2018
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$413M
$142K ﹤0.01%
10,797
+28
+0.3% +$368
UAM
2019
DELISTED
Universal American Corp
UAM
$142K ﹤0.01%
+14,000
New +$142K
SPXX icon
2020
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
$141K ﹤0.01%
10,310
-2,025
-16% -$27.7K
HTY
2021
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$141K ﹤0.01%
14,017
+46
+0.3% +$463
PBT
2022
Permian Basin Royalty Trust
PBT
$838M
$140K ﹤0.01%
17,324
-1,149
-6% -$9.29K
SVVC
2023
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$140K ﹤0.01%
10,882
-849
-7% -$10.9K
RJI
2024
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$140K ﹤0.01%
22,458
-400
-2% -$2.49K
TRR
2025
DELISTED
Trc Companies
TRR
$140K ﹤0.01%
13,789
-1,142
-8% -$11.6K
79 80
81
82 83