We are live on
!
Find out more
Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
(+0.13%)
Cap. Flow
+$125M
Cap. Flow
% of AUM
1.52%
Top 10 Holdings %
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$20.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$14.2M |
| 3 |
Kite Realty
KRG
|
+$13.3M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$11.9M |
| 5 |
iShares Russell 1000 Value ETF
IWD
|
+$8.98M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FS KKR Capital
FSK
|
+$139M |
| 2 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$12.2M |
| 3 |
QCOR
QUESTCOR PHARMA INC
QCOR
|
+$11.9M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$8.66M |
| 5 |
SGEN
Seagen Inc. Common Stock
SGEN
|
+$6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.51% |
| 2 | Energy | 6.79% |
| 3 | Technology | 6.62% |
| 4 | Healthcare | 5.63% |
| 5 | Consumer Staples | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Paramount Gold Nevada
PZG
$94.4M
| $58K | ﹤0.01% |
64,830
| – | – |
|
|
MHR
2002
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
| $58K | ﹤0.01% |
+10,500
| New | +$69.5K |
|
2003
Extreme Networks
EXTR
$3.86B
| $57K | ﹤0.01% |
11,870
+100
| +0.8% | +$485 |
|
2004
IAMGOLD
IAG
$8.46B
| $56K | ﹤0.01% |
20,337
-1,062
| -5% | -$3.92K |
|
|
AT
2005
DELISTED
Atlantic Power Corporation
AT
| $56K | ﹤0.01% |
23,660
-5,787
| -20% | -$20.9K |
|
|
FRBK
2006
DELISTED
Republic First Bancorp Inc
FRBK
| $55K | ﹤0.01% |
14,079
+3,500
| +33% | +$15.8K |
|
|
ROX
2007
DELISTED
Castle Brands, Inc.
ROX
| $55K | ﹤0.01% |
42,000
-15,000
| -26% | -$15.4K |
|
2008
Transportadora de Gas del Sur
TGS
$4.59B
| $53K | ﹤0.01% |
16,597
| – | – |
|
|
NAVB
2009
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
| $53K | ﹤0.01% |
1,990
-101
| -5% | -$2.67K |
|
2010
BK Technologies
BKTI
$296M
| $52K | ﹤0.01% |
2,000
| – | – |
|
2011
Exelixis
EXEL
$13.9B
| $52K | ﹤0.01% |
33,910
+15,295
| +82% | +$49.1K |
|
|
CYTR
2012
DELISTED
CytRx Corp
CYTR
| $51K | ﹤0.01% |
3,355
-48
| -1% | -$948 |
|
|
ZN
2013
DELISTED
Zion Oil & Gas, Inc.
ZN
| $48K | ﹤0.01% |
27,783
-2,175
| -7% | -$4.1K |
|
2014
Cerus
CERS
$589M
| $47K | ﹤0.01% |
11,820
| – | – |
|
|
RTK
2015
DELISTED
Rentech, Inc.
RTK
| $46K | ﹤0.01% |
2,700
-150
| -5% | -$3.26K |
|
2016
LifeVantage
LFVN
$83.4M
| $45K | ﹤0.01% |
5,634
+3,572
| +173% | +$32.7K |
|
2017
NovaGold Resources
NG
$2.6B
| $45K | ﹤0.01% |
14,950
+970
| +7% | +$3.64K |
|
2018
Axogen
AXGN
$2.1B
| $43K | ﹤0.01% |
17,711
| – | – |
|
|
DVAX
2019
DELISTED
Dynavax Technologies
DVAX
| $43K | ﹤0.01% |
3,038
-850
| -22% | -$12.3K |
|
2020
Riverview Bancorp
RVSB
$107M
| $43K | ﹤0.01% |
10,768
| – | – |
|
|
CIK
2021
Credit Suisse Asset Management Income Fund
CIK
$133M
| $40K | ﹤0.01% |
+11,763
| New | +$41.8K |
|
2022
Gold Fields
GFI
$29.2B
| $40K | ﹤0.01% |
10,284
-184
| -2% | -$761 |
|
2023
Inseego
INSG
$108M
| $39K | ﹤0.01% |
+1,051
| New | +$23.5K |
|
|
BLDP
2024
Ballard Power Systems
BLDP
$874M
| $38K | ﹤0.01% |
+11,778
| New | +$44.4K |
|
2025
Pluri
PLUR
$18.9M
| $38K | ﹤0.01% |
168
| – | – |
|
Similar funds
Commonwealth Equity Services's Q3 2014 Portfolio in Review
As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.
By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.
- Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
- Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
- Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
- Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
- Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
- Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
- Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.
Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.